Filing Details

CUSIP 89619L 109

Page 2 of 7 Pages

 

1	NAMES OF REPORTING PERSONS
	I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Catherine M. Engelman
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			7,920.79(1)
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			7,920.79(1)
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	7,920.79
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐  Not Applicable
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	11.7%
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	IN

 

⁽¹⁾  As a result of her relationship with the Catherine M. Engelman Revocable Trust UA 6/18/14, Catherine M. Engelman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by the Catherine M. Engelman Revocable Trust UA 6/18/14.

CUSIP 89619L 109

Page 3 of 7 Pages

 

 

1	NAMES OF REPORTING PERSONS
	I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Catherine M. Engelman Revocable Trust UA 6/18/14
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Florida
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			7,920.79(1)
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			7,920.79(1)
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	7,920.79
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐  Not Applicable
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	11.7%
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	OO

 ⁽¹⁾ As a result of her relationship with the Catherine M. Engelman Revocable Trust UA 6/18/14, Catherine M. Engelman may be deemed to have shared voting, investment and/or dispositive power with respect to the Common Shares held by the Catherine M. Engelman Revocable Trust UA 6/18/14.

CUSIP 89619L 109

Page 4 of 7 Pages

 

Item 1(a).	Name of Issuer:    Triloma EIG Global Energy Fund
Item 1(b).	Address of Issuer’s Principal Executive Offices:   201 North New York Avenue, Suite 250 Winter Park, FL 32789
Item 2(a).	Name of Person(s) Filing:   This statement is filed on behalf of Catherine M. Engelman and Catherine M. Engelman Revocable Trust UA 6/18/14 (together, the “Reporting Person”)
Item 2(b).	Address of Principal Business Office or, if None, Residence:   The Reporting Person maintains their principal offices at: 2228 Azalea Place Winter Park, Florida 32789
Item 2(c).	Citizenship:   United States of America/Florida.
Item 2(d).	Title of Class of Securities:   Common Shares, par value $.001
Item 2(e).	CUSIP Number:   89619L 109

Item 3.	If this Statement is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
	(a)	☐	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
	(b)	☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
	(c)	☐	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
	(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
	(e)	☐	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
	(f)	☐	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
	(g)	☐	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
	(h)	☐	A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
	(i)	☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
	(j)	☐	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
	(k)	☐	Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
	If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

CUSIP 89619L 109

Page 5 of 7 Pages

Item 4.		Ownership:
		(a)	Amount beneficially owned:  See Item 9 of each cover page.
		(b)	Percent of class:  See Item 11 of each cover page.
		(c)	Number of shares as to which the person has:
			(i)   Sole power to vote or to direct the vote:  See Item 5 of each cover page.
			(ii)  Shared power to vote or to direct the vote: See Item 6 of each cover page.
			(iii)  Sole power to dispose or to direct the disposition of:  See Item 7 of each cover page.
			(iv)  Shared power to dispose or to direct the disposition of:  See Item 8 of each cover page.
Item 5.		Ownership of Five Percent or Less of a Class:   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [ ]
Item 6.		Ownership of More than Five Percent on Behalf of Another Person:   Not Applicable.
Item 7.		Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:   Not Applicable
Item 8.		Identification and Classification of Members of the Group:   Not Applicable

 

CUSIP 89619L 109

Page 7 of 7 Pages

 

Exhibit 1

 

 

AGREEMENT

 

Each of the undersigned, pursuant to Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, hereby agrees that only one statement containing the information required by Schedule 13G needs be filed with respect to the ownership by each of the undersigned of the common shares of Triloma EIG Global Energy Fund that the Schedule 13G to which this Agreement is appended as Exhibit 1 is to be filed with the Securities and Exchange Commission on behalf of each of the undersigned on or about the date hereof.

 

EXECUTED as a sealed instrument this 20th day of  May, 2016.

 

 

	/s/ Catherine M. Engelman
	Catherine M. Engelman
	Catherine M. Engelman Revocable Trust UA 6/18/14
	/s/ Catherine M. Engelman
	By:  Catherine M. Engelman
	Its:   Trustee