Filing Details
- Accession Number:
- 0001033427-22-000005
- Form Type:
- 13G Filing
- Publication Date:
- 2022-01-17 19:00:00
- Filed By:
- Iridian Asset Management
- Company:
- Katapult Holdings Inc.
- Filing Date:
- 2022-01-18
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Iridian Asset Management | N A 12. Type of Reporting Person IA 2 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power N A 6. Shared Voting Power N A 7. Sole Dispositive Power N A 8. Shared Dispositive Power N A 9. Aggregate Amount Beneficially Owned by Each Reporting Person N A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) N A 12. Type of Reporting Person IN 3 SCHEDULE 13G CUSIP No. 318085107 1. Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) 3. SEC USE ONLY 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power N A 6. Shared Voting Power N A 7. Sole Dispositive Power N A 8. Shared Dispositive Power N A 9. Aggregate Amount Beneficially Owned by Each Reporting Person N A 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) N A 12. Type of Reporting Person IN 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020. Item 1. (a) Name of Issuer FinServ Acquisition Corp. (b) Address of Issuer s Principal Executive Offices c o Ellenoff Grossman Schole LLP, 1345 Avenue of the Americas, New York, NY 10105 Item 2. (a) Name of Person Filing This Statement is being filed by and on behalf of Iridian Asset Management LLC ( Iridian ), David L. Cohen ( Cohen ) and Harold J. Levy ( Levy ) (collectively, the Reporting Persons ). Iridian is majority owned by Arovid Associates LLC, a Delaware limited liability company owned and controlled by the following 12.5% | |||||
| David L. Cohen | ||||||
| Harold J. Levy |
| UNITED STATES |
| FinServ Acquisition Corp |
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| Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) |
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318085107 (CUSIP Number)
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| December 31, 2021 (Date of Event which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | ||
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| [ | X | ] Rule 13d-1(b) |
| [ |
| ] Rule 13d-1(c) |
| [ |
| ] Rule 13d-1(d) |
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| * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
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| The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
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| SCHEDULE 13G | ||||||
| CUSIP No. 318085107
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| 1. | Names of Reporting Persons. Iridian Asset Management LLC I.R.S. Identification Nos. of above persons (entities only). | ||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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| 3. | SEC USE ONLY | ||||
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| 4. | Citizenship or Place of Organization Delaware | ||||
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| Number of | 5. | Sole Voting Power | ||||
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| 6. | Shared Voting Power | |||||
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| 7. | Sole Dispositive Power | |||||
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| 8. | Shared Dispositive Power | |||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | ||||
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| 11. | Percent of Class Represented by Amount in Row (9) N/A | ||||
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| 12. | Type of Reporting Person IA | ||||
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| 2
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| SCHEDULE 13G | ||||||
| CUSIP No. 318085107 | ||||||
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| 1. | Names of Reporting Persons. David L. Cohen I.R.S. Identification Nos. of above persons (entities only). | ||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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| 3. | SEC USE ONLY | ||||
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| 4. | Citizenship or Place of Organization United States | ||||
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| Number of | 5. | Sole Voting Power | ||||
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| 6. | Shared Voting Power | |||||
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| 7. | Sole Dispositive Power | |||||
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| 8. | Shared Dispositive Power | |||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | ||||
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| 11. | Percent of Class Represented by Amount in Row (9) N/A | ||||
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| 12. | Type of Reporting Person IN | ||||
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| 3
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| SCHEDULE 13G | ||||||
| CUSIP No. 318085107 | ||||||
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| 1. | Names of Reporting Persons. Harold J. Levy I.R.S. Identification Nos. of above persons (entities only). | ||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||
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| 3. | SEC USE ONLY | ||||
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| 4. | Citizenship or Place of Organization United States | ||||
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| Number of | 5. | Sole Voting Power | ||||
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| 6. | Shared Voting Power | |||||
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| 7. | Sole Dispositive Power | |||||
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| 8. | Shared Dispositive Power | |||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | ||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] | ||||
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| 11. | Percent of Class Represented by Amount in Row (9) N/A | ||||
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| 12. | Type of Reporting Person IN
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| 4 This Amendment amends in its entirety the Schedule 13G filed for the month ended December 31, 2020.
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| Item 1. | ||||||
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| (a) | Name of Issuer
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| (b) | Address of Issuer's Principal Executive Offices c/o Ellenoff Grossman & Schole LLP, 1345 Avenue of the Americas, New York, NY 10105 | ||||
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| Item 2. | ||||||
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| (a) | Name of Person Filing Iridian is majority owned by Arovid Associates LLC, a Delaware limited liability company owned and controlled by the following: 12.5% by Cohen, 12.5% by Levy, 37.5% by LLMD LLC, a Delaware limited liability company, and 37.5% by ALHERO LLC, a Delaware limited liability company. LLMD LLC is owned 1% by Cohen, and 99% by a family trust controlled by Cohen. ALHERO LLC is owned 1% by Levy and 99% by a family trust controlled by Levy. | ||||
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| (b) | Address of Principal Business Office or, if none, Residence
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| (c) | Citizenship or Place of Organization
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| (d) | Title of Class of Securities
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| (e) | CUSIP Number | ||||
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(f)
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
[ ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
[ x]
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Not applicable.
(c)
Power to vote or dispose.
Not applicable.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not Applicable.
Each of Messrs. Cohen and Levy has a controlling interest in Iridian, and serves as Co-Chief Executive Officer and Co-Chief Investment Officer of Iridian.
| Item 10. | Certification |
| By signing below the undersigned certifies that, to the best of its or his knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. | |
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| SIGNATURE | |
| After reasonable inquiry and to the best of its or his knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. | |||
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| Date: January 18, 2022 | |||
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| IRIDIAN ASSET MANAGEMENT LLC
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| By: | /s/ Jeffrey M. Elliott _________________________ Jeffrey M. Elliott | |
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| Title: | Executive Vice President | |
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| David L. Cohen
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| By: | /s/ Jeffrey M. Elliott _________________________ Jeffrey M. Elliott | |
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| Title: | Agent | |
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| Harold J. Levy
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| By: | /s/ Jeffrey M. Elliott __________________________ Jeffrey M. Elliott | |
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| Title: | Agent | |