Filing Details

Accession Number:
0000950103-21-002202
Form Type:
13G Filing
Publication Date:
2021-02-12 07:05:09
Filed By:
Passos Participacoes S.a.
Company:
Natura &Co Holding S.a. (NYSE:NTCO)
Filing Date:
2021-02-12
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Passos Participa es S.A 6 50,670 50,670 9 50,670 0.0%
Antonio Luiz da Cunha Seabra 6 199,151,684 199,151,684 9 199,151,684 14.5%
Lucia Helena Rios Seabra 6 96 96 9 96 0.0%
Guilherme Peir o Leal 6 190,041,762 99,342,778 90,698,984 190,041,762 13.8%
Pedro Luiz Barreiros Passos 6 26,231,646 26,231,646 9 26,231,646 1.9%
Felipe Pedroso Leal 6 7 8 45,349,492 45,349,492 3.3%
Ricardo Pedroso Leal 6 7 8 45,349,492 45,349,492 3.3%
Norma Regina Pinotti 6 37,942,838 37,942,838 9 37,942,838 2.8%
Vinicius Pinotti 6 6,324,444 6,324,444 9 6,324,444 0.5%
Fabricius Pinotti 6 6,324,444 6,324,444 9 6,324,444 0.5%
Maria Heli Dalla Colleta de Mattos 6 24,305,810 24,305,810 9 24,305,810 1.8%
Gustavo Dalla Colleta de Mattos 6 4,367,930 4,367,930 9 4,367,930 0.3%
Fabio Dalla Colleta de Mattos 6 4,367,930 4,367,930 9 4,367,930 0.3%
Fundo de Investimento de A es Veredas Investimento no Exterior 6 22,516,378 22,516,378 9 22,516,378 1.6%
Kair s Fundo de Investimento em A es Investimento no Exterior 6 5,236,954 5,236,954 9 5,236,954 0.4%
RM Futura Multimercado Fundo de Investimento Cr dito Privado Investimento no Exterior 6 1,303,309 1,303,309 9 1,303,309 0.1%
Sirius III Multimercado Fundo de Investimento Cr dito Privado Investimento no Exterior 6 4,997,397 4,997,397 9 4,997,397 0.4%
Filing
 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 1)*

 

 

Natura &Co Holding S.A.
(Name of Issuer)
 
Common Shares (the “Shares”), no par value and American Depositary Shares (the “ADSs”) (as evidenced by American Depositary Receipts), each representing two Shares
(Title of Class of Securities)
 
63884N108
(CUSIP Number)
 
December 31, 2020
(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

1

NAMES OF REPORTING PERSONS

Passos Participações S.A.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

50,670 Shares

7

SOLE DISPOSITIVE POWER

50,670 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

50,670 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%*

12

TYPE OF REPORTING PERSON

CO

 

___________________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Antonio Luiz da Cunha Seabra

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

199,151,684 Shares

7

SOLE DISPOSITIVE POWER

199,151,684 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

199,151,684 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

14.5%*

12

TYPE OF REPORTING PERSON

IN

__________________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Lucia Helena Rios Seabra

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

96 Shares

7

SOLE DISPOSITIVE POWER

96 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

96 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%*

12

TYPE OF REPORTING PERSON

IN

 __________________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Guilherme Peirão Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

190,041,762 Shares

7

SOLE DISPOSITIVE POWER

99,342,778 Shares

8

SHARED DISPOSITIVE POWER

90,698,984 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

190,041,762 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

13.8%*

12

TYPE OF REPORTING PERSON

IN

__________________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Pedro Luiz Barreiros Passos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

26,231,646 Shares

7

SOLE DISPOSITIVE POWER

26,231,646 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

26,231,646 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.9%*

12

TYPE OF REPORTING PERSON

IN

_____________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Felipe Pedroso Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

7

SOLE DISPOSITIVE POWER

8

SHARED DISPOSITIVE POWER

45,349,492 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

45,349,492 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

3.3%*

12

TYPE OF REPORTING PERSON

IN

_____________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Ricardo Pedroso Leal

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

7

SOLE DISPOSITIVE POWER

8

SHARED DISPOSITIVE POWER

45,349,492 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

45,349,492 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

3.3%*

12

TYPE OF REPORTING PERSON

IN

_____________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Norma Regina Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

37,942,838 Shares

7

SOLE DISPOSITIVE POWER

37,942,838 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

37,942,838 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

2.8%*

12

TYPE OF REPORTING PERSON

IN

___________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Vinicius Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

6,324,444 Shares

7

SOLE DISPOSITIVE POWER

6,324,444 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,324,444 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.5%*

12

TYPE OF REPORTING PERSON

IN

 

___________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

 

1

NAMES OF REPORTING PERSONS

Fabricius Pinotti

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

6,324,444 Shares

7

SOLE DISPOSITIVE POWER

6,324,444 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

6,324,444 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.5%*

12

TYPE OF REPORTING PERSON

IN

 __________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

10 

 

1

NAMES OF REPORTING PERSONS

Maria Heli Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

24,305,810 Shares

7

SOLE DISPOSITIVE POWER

24,305,810 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

24,305,810 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.8%*

12

TYPE OF REPORTING PERSON

IN

 __________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

11 

 

1

NAMES OF REPORTING PERSONS

Gustavo Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

4,367,930 Shares

7

SOLE DISPOSITIVE POWER

4,367,930 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,367,930 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.3%*

12

TYPE OF REPORTING PERSON

IN

__________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

12 

 

1

NAMES OF REPORTING PERSONS

Fabio Dalla Colleta de Mattos

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

4,367,930 Shares

7

SOLE DISPOSITIVE POWER

4,367,930 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,367,930 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.3%*

12

TYPE OF REPORTING PERSON

IN

_________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

13 

 

1

NAMES OF REPORTING PERSONS

Fundo de Investimento de Ações Veredas—Investimento no Exterior

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

22,516,378 Shares

7

SOLE DISPOSITIVE POWER

22,516,378 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

22,516,378 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.6%*

12

TYPE OF REPORTING PERSON

OO

 __________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

14 

 


1

NAMES OF REPORTING PERSONS

Kairós Fundo de Investimento em Ações—Investimento no Exterior

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

5,236,954 Shares

7

SOLE DISPOSITIVE POWER

5,236,954 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

5,236,954 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.4%*

12

TYPE OF REPORTING PERSON

OO

__________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

15 

 



1

NAMES OF REPORTING PERSONS

RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

1,303,309 Shares

7

SOLE DISPOSITIVE POWER

1,303,309 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,303,309 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.1%*

12

TYPE OF REPORTING PERSON

OO

__________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

16 

 

1

NAMES OF REPORTING PERSONS

Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

(b)

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Brazil

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5

SOLE VOTING POWER

6

SHARED VOTING POWER

4,997,397 Shares

7

SOLE DISPOSITIVE POWER

4,997,397 Shares

8

SHARED DISPOSITIVE POWER

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,997,397 Shares

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.4%*

12

TYPE OF REPORTING PERSON

OO

__________________________

*Based on 1,375,018,140 Shares outstanding as of January 29, 2021.

 

17 

 

Item 1(a). Name of Issuer:

 

Natura &Co Holding S.A. (the “Issuer”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

Avenida Alexandre Colares, No. 1188, Sala A17, Bloco A
Parque Anhanguera
São Paulo, São Paulo, 05106-000, Brazil

 

Item 2(a). Name of Persons Filing:

 

This Statement is being filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

 

(i)Passos Participações S.A.

 

(ii)Antonio Luiz da Cunha Seabra

 

(iii)Lucia Helena Rios Seabra

 

(iv)Guilherme Peirão Leal

 

(v)Pedro Luiz Barreiros Passos

 

(vi)Felipe Pedroso Leal

 

(vii)Ricardo Pedroso Leal

 

(viii)Norma Regina Pinotti

 

(ix)Vinicius Pinotti

 

(x)Fabricius Pinotti

 

(xi)Maria Heli Dalla Colleta de Mattos

 

(xii)Gustavo Dalla Colleta de Mattos

 

(xiii)Fabio Dalla Colleta de Mattos

 

(xiv)Fundo de Investimento de Ações Veredas—Investimento no Exterior

 

(xv)Kairós Fundo de Investimento em Ações—Investimento no Exterior

 

(xvi)Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior

 

(xvii)RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior

 

The Reporting Persons are filing this Schedule 13G jointly pursuant to their Shareholders Agreement (as defined in Item 4(a)), filed as Exhibit 2 hereto. Each of the Reporting Persons is a shareholder of the Issuer. Each of the Reporting Persons, however, disclaims beneficial ownership with respect to any common shares owned by the other Reporting Persons.

 

The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Act.

 

Item 2(b). Address of Principal Business Office:

 

(i)The principal business address of each of the Reporting Persons (except Pedro Luiz Barreiros Passos, Antonio Luiz da Cunha Seabra, Guilherme Peirão Leal, Felipe Pedroso Leal, Ricardo Pedroso Leal,

 

18 

 

Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Passos Participações S.A. Kairós Fundo de Investimento em Ações—Investimento no Exterior, Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior, RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior and Fundo de Investimento de Ações Veredas—Investimento no Exterior) is Avenida Alexandre Colares, No. 1188, Sala A17-Bloco A Parque Anhanguera São Paulo, São Paulo 05106-000, Brazil.

 

(ii)The principal business address of Pedro Luiz Barreiros Passos is Rua Amauri, No. 255, ninth floor, Jardim Europa, City of São Paulo, State of São Paulo, 01448-000, Brazil.

 

(iii)The principal business address of Antonio Luiz da Cunha Seabra and Guilherme Peirão Leal is Rua Amauri, No. 255, 17th floor, Jardim Europa, City of São Paulo, State of São Paulo, 01448-000, Brazil.

 

(iv)The principal business address of Felipe Pedroso Leal and Ricardo Pedroso Leal is Rua Rodésia, No. 106, Room No. 13, Sumarezinho, City of São Paulo, State of São Paulo, 05435-020, Brazil.

 

(v)The principal business address of Norma Regina Pinotti, Vinicius Pinotti and Fabricius Pinotti is Av. Nova Independência, No. 87, conj. 61, Brooklin, City of São Paulo, State of São Paulo, 01318-002, Brazil.

 

(vi)The principal business address of each of Kairós Fundo de Investimento em Ações—Investimento no Exterior and Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior is Avenida Brigadeiro Faria Lima, No. 3400, 10th floor, Itaim Bibi, City of São Paulo, State of São Paulo, 04.538-132, Brazil.

 

(vii)The principal business address of RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior is Praça Alfredo Egydio de Souza Aranha, No. 100, Tower Itaúsa, Parque Jabaquara, City of São Paulo, State of São Paulo, 04344-902, Brazil.

 

(viii)The principal business address of Passos Participações S.A. is Rua Amauri, 255, 9th floor, 01448-000, Jd. Europa, City of São Paulo, State of São Paulo, Brazil.

 

(ix)The principal business address of Fundo de Investimento de Ações Veredas—Investimento no Exterior is Praia de Botafogo, 501, 5th floor, parte Torre Corcovado, 22250-040, City of Rio de Janeiro, State of Rio de Janeiro, Brazil.

 

Item 2(c). Citizenship:

 

The citizenship of each of the Reporting Persons is as follows:

 

(i)Passos Participações S.A. is a corporation (sociedade por ações) organized under the laws of Brazil.

 

(ii)Each of Fundo de Investimento de Ações Veredas—Investimento no Exterior, Kairós Fundo de Investimento em Ações—Investimento no Exterior, Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior and RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior is a stock fund (fundo de investimento) organized under the laws of Brazil.

 

(iii)All other Reporting Persons are natural persons holding Brazilian citizenship.

 

Item 2(d). Title of Class of Securities:

 

Common shares, no par value (the “Shares”)
American Depositary Shares (as evidenced by American Depositary Receipts), each representing two Shares.

 

Item 2(e). CUSIP Number:

 

63884N108

 

19 

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n):

 

Not applicable.

 

Item 4. Ownership.

 

The information set forth in Item 2 above is incorporated by reference for each Reporting Person.

 

(a)Amount Beneficially Owned:

 

See the cover pages for each of the reporting persons.

 

Passos Participações S.A. is controlled by Pedro Luiz Barreiros Passos.

 

Mr. Guilherme Peirão Leal owns a total of 99,342,778 Shares (equivalent to 7.2% of Shares outstanding as of January 29, 2021) with respect to which he has sole dispositive power. In addition, Mr. Guilherme Peirão Leal can individually exercise voting rights with respect to the Shares held by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal (which together amount to an aggregate of 90,698,984 Shares) and also benefits from a lifelong right to receive dividends and other distributions on such Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal. Shares owned by Mr. Felipe Pedroso Leal and Mr. Ricardo Pedroso Leal may not be disposed of by such persons without Mr. Guilherme Peirão Leal’s consent.

 

Passos Participações S.A., Antonio Luiz da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo Dalla Colleta de Mattos, Fabio Dalla Colleta de Mattos and Fundo de Investimento de Ações Veredas—Investimento no Exterior are parties to a shareholders’ agreement dated September 4, 2019 relating to their stakes in the Issuer indicated in such agreement (the “Shareholders’ Agreement”).  In addition, the following investment vehicles acceded to the Shareholders’ Agreement after its execution: (i) Kairós Fundo de Investimento em Ações—Investimento no Exterior, which is indirectly beneficially owned by Mr. Antonio Luiz da Cunha Seabra; (ii) Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior, in which Mr. Guilherme Peirão Leal has a direct beneficial ownership interest in excess of 50%; and (iii) RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior, in which Mrs. Maria Heli Dalla Colletta de Mattos has a direct beneficial ownership interest over 50%.

 

As a result, Passos Participações S.A., Antonio Luiz da Cunha Seabra, Lucia Helena Rios Seabra, Guilherme Peirão Leal, Pedro Luiz Barreiros Passos, Felipe Pedroso Leal, Ricardo Pedroso Leal, Norma Regina Pinotti, Vinicius Pinotti, Fabricius Pinotti, Maria Heli Dalla Colleta de Mattos, Gustavo Dalla Colleta de Mattos, Fabio Dalla Colleta de Mattos, Fundo de Investimento de Ações Veredas—Investimento no Exterior, Kairós Fundo de Investimento em Ações—Investimento no Exterior, RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior and Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior are deemed to have shared voting power with respect to 38.8% of the Shares. The Shareholders’ Agreement, as amended, is incorporated herein by reference as Exhibit 2.

 

(b)Percent of Class:

 

See the cover pages for each of the reporting persons.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

 

(ii)Shared power to vote or to direct the vote:

 

(iii)Sole power to dispose or to direct the disposition of:

 

20 

 

(iv)Shared power to dispose or direct the disposition of:

 

See the cover pages for each of the reporting persons.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

See Item 4, which states the identity of the members of the group filing this Schedule 13G.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certifications.

 

Not applicable.

 

21 

 

EXHIBIT INDEX

 

Exhibit

Exhibit Description

Exhibit 1 Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended
Exhibit 2 Shareholders’ Agreement dated September 4, 2019

   

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2021

 

  Passos Participações S.A.
   
   
  By: /s/ Pedro Luiz Barreiros Passos
    Name: Pedro Luiz Barreiros Passos
    Title: Managing Director

  

 

 

 

  Antonio Luiz da Cunha Seabra
   
   
  By: /s/ Antonio Luiz da Cunha Seabra
    Name: Antonio Luiz da Cunha Seabra

   

 

 

 

  Lucia Helena Rios Seabra
   
   
  By: /s/ Lucia Helena Rios Seabra
    Name: Lucia Helena Rios Seabra

   

 

 

 

  Guilherme Peirão Leal
   
   
  By: /s/ Guilherme Peirão Leal
    Name: Guilherme Peirão Leal

   

 

 

 

  Pedro Luiz Barreiros Passos
   
   
  By: /s/ Pedro Luiz Barreiros Passos
    Name: Pedro Luiz Barreiros Passos

   

 

 

 

  Felipe Pedroso Leal
   
   
  Bay: /s/ Felipe Pedroso Leal
    Name: Felipe Pedroso Leal

   

 

 

 

  Ricardo Pedroso Leal
   
   
  By: /s/ Ricardo Pedroso Leal
    Name: Ricardo Pedroso Leal

   

 

 

 

  Norma Regina Pinotti
   
   
  By: /s/ Norma Regina Pinotti
    Name: Norma Regina Pinotti

   

 

 

 

  Vinicius Pinotti
   
   
  By: /s/ Vinicius Pinotti
    Name: Vinicius Pinotti

  

 

 

 

  Fabricius Pinotti
   
   
  By: /s/ Fabricius Pinotti
    Name: Fabricius Pinotti

   

 

 

 

  Maria Heli Dalla Colleta de Mattos
   
   
  By: /s/ Maria Heli Dalla Colleta de Mattos
    Name: Maria Heli Dalla Colleta de Matto

  

 

 

 

  Gustavo Dalla Colleta de Mattos
   
   
  By: /s/ Gustavo Dalla Colleta de Mattos
    Name: Gustavo Dalla Colleta de Mattos

   

 

 

 

  Fabio Dalla Colleta de Mattos
   
   
  By: /s/ Fabio Dalla Colleta de Mattos
    Name: Fabio Dalla Colleta de Mattos

   

 

 

 

  Fundo de Investimento de Ações Veredas—Investimento no Exterior
   
   
  By: /s/ Guilherme Ruggiero Passos
    Name: Guilherme Ruggiero Passos
    Title: Director to SPN Gestão — Fund’s IM

  

 

 

 

  

  Kairós Fundo de Investimento em Ações—Investimento no Exterior
   
  By:      Pragma Gestão de Patrimônio Ltda.
   
   
  By: /s/ Aloísio Pereira Camargo
    Name: Aloísio Pereira Camargo
   

Title:    Officer

     
  By: /s/ Alexandre Quintas da Rocha Braga
    Name: Alexandre Quintas da Rocha Braga
    Title:    Officer

  

 

 

 

  RM Futura Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
   
  By:      Pragma Gestão de Patrimônio Ltda.
   
   
  By: /s/ Aloísio Pereira Camargo
    Name: Aloísio Pereira Camargo
   

Title:    Officer

     
  By: /s/ Alexandre Quintas da Rocha Braga
    Name: Alexandre Quintas da Rocha Braga
    Title:    Officer

   

 

 

  Sirius III Multimercado Fundo de Investimento Crédito Privado Investimento no Exterior
   
  By:      Pragma Gestão de Patrimônio Ltda.
   
   
  By: /s/ Aloísio Pereira Camargo
    Name: Aloísio Pereira Camargo
   

Title:    Officer

     
  By: /s/ Alexandre Quintas da Rocha Braga
    Name: Alexandre Quintas da Rocha Braga
    Title:    Officer