Filing Details

Accession Number:
0001104659-20-114499
Form Type:
13G Filing
Publication Date:
2020-10-13 16:04:53
Filed By:
Citadel Securities Gp Llc
Company:
Houston American Energy Corp (NYSEMKT:HUSA)
Filing Date:
2020-10-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Citadel Securities 0 0 0 0%
CALC IV 0 0 0 0%
Citadel Securities GP 0 0 0 0%
Citadel Advisors 0 0 0 0%
Citadel Advisors Holdings 0 0 0 0%
Citadel GP 0 0 0 0%
Kenneth Griffin 0 0 0 0%
Filing

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G*/
(Rule 13d-102)
 
 
  Houston American Energy Corp.
  (Name of Issuer)
 
  Common stock, par value $0.001 per share
(Title of Class of Securities)
 
 
 

44183U209

(CUSIP Number)
 
 
 

September 30, 2020

Date of Event Which Requires Filing of the Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨    Rule 13d-1(b)
x   Rule 13d-1(c)
¨    Rule 13d-1(d)

 

 

 

*/ The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 44183U209 13G Page 2 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Citadel Securities LLC
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above.

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above.

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%1

 

12.  

  TYPE OF REPORTING PERSON

 BD, OO

 

 

 

1  The percentages reported in this Schedule 13G are based upon 6,960,576 shares of common stock outstanding as of August 10, 2020 (according to the issuer’s Form 10-Q as filed with the Securities and Exchange Commission on August 14, 2020). Except as described in the preceding sentence, all share numbers for the holdings of the reporting persons reported in this Schedule 13G are as of the opening of the market on October 13, 2020.

 

 

 

CUSIP No. 44183U209 13G Page 3 of 14 Pages

 

1. NAME OF REPORTING PERSON    

CALC IV LP
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above.

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above.

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 PN; HC

 

 

 

CUSIP No. 44183U209 13G Page 4 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Citadel Securities GP LLC
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above.

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above.

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 OO; HC

 

 

 

CUSIP No. 44183U209 13G Page 5 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Citadel Advisors LLC
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 IA; OO; HC

 

 

 

CUSIP No. 44183U209 13G Page 6 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Citadel Advisors Holdings LP
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 PN; HC

 

 

 

CUSIP No. 44183U209 13G Page 7 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Citadel GP LLC
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above.

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above.

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 OO; HC

 

 

 

CUSIP No. 44183U209 13G Page 8 of 14 Pages

 

1. NAME OF REPORTING PERSON    

Kenneth Griffin
2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a)       ¨

 

(b)       ¨

3.

SEC USE ONLY  

 

4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH  

  5.

  SOLE VOTING POWER

 0

  6.

  SHARED VOTING POWER  

0 shares  

  7.

  SOLE DISPOSITIVE POWER

 0

  8.  

  SHARED DISPOSITIVE POWER

See Row 6 above

 

9.

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 See Row 6 above

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11.

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  

 0%

 

12.  

  TYPE OF REPORTING PERSON

 IN; HC

 

 

 

CUSIP No. 44183U209 13G Page 9 of 14 Pages

 

Item 1(a)Name of Issuer

Houston American Energy Corp.

 

Item 1(b) Address of Issuer’s Principal Executive Offices
801 Travis Street, Suite 1425, Houston, Texas 77002

 

Item 2(a)Name of Person Filing
This Schedule 13G is being jointly filed by Citadel Securities LLC (“Citadel Securities”), CALC IV LP (“CALC4”), Citadel Securities GP LLC (“CSGP”), Citadel Advisors LLC (“Citadel Advisors”), Citadel Advisors Holdings LP (“CAH”), Citadel GP LLC (“CGP”), and Mr. Kenneth Griffin (collectively with Citadel Securities, CALC4, CSGP, Citadel Advisors, CAH and CGP, the “Reporting Persons”) with respect to shares of common stock (and options and other securities exercisable for, or convertible into, common stock) of the above-named issuer.

 

CALC4 is the non-member manager of Citadel Securities. CSGP is the general partner of CALC4. CAH is the sole member of Citadel Advisors. CGP is the general partner of CAH. Mr. Griffin is the President and Chief Executive Officer of CGP, and owns a controlling interest in CGP and CSGP.

 

The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).

 

Item 2(b)Address of Principal Business Office
The address of the principal business office of each of the Reporting Persons is 131 S. Dearborn Street, 32nd Floor, Chicago, Illinois 60603.

 

Item 2(c)Citizenship
Each of Citadel Securities, CSGP, Citadel Advisors and CGP is organized as a limited liability company under the laws of the State of Delaware. Each of CALC4 and CAH is organized as a limited partnership under the laws of the State of Delaware. Mr. Griffin is a U.S. citizen.

 

Item 2(d) Title of Class of Securities
Common stock, par value $0.001 per share

 

Item 2(e) CUSIP Number
44183U209

 

 

 

CUSIP No. 44183U209 13G Page 10 of 14 Pages

 

Item 3If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)¨ Broker or dealer registered under Section 15 of the Exchange Act;

 

(b)¨ Bank as defined in Section 3(a)(6) of the Exchange Act;

 

(c)¨ Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

(d)¨ Investment company registered under Section 8 of the Investment Company Act;

 

(e)¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g)¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

(j)¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

 

(k)¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.

 

 

 

CUSIP No. 44183U209 13G Page 11 of 14 Pages

 

Item 4 Ownership

 

  A. Citadel Securities LLC

 

(a)Citadel Securities LLC may be deemed to beneficially own 0 shares of common stock.

 

(b)The number of shares that Citadel Securities LLC may be deemed to beneficially own constitutes 0% of the common stock outstanding.

 

  (c) Number of shares as to which such person has:

 

(i)sole power to vote or to direct the vote: 0

 

(ii)shared power to vote or to direct the vote: 0

 

(iii)sole power to dispose or to direct the disposition of: 0

 

(iv)shared power to dispose or to direct the disposition of: 0

 

  B. CALC IV LP and Citadel Securities GP LLC

 

(a)Each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own 0 shares of common stock.

 

(b)The number of shares that each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own constitutes 0% of the common stock outstanding.

 

  (c) Number of shares as to which such person has:

 

(i)sole power to vote or to direct the vote: 0

 

(ii)shared power to vote or to direct the vote: 0

 

(iii)sole power to dispose or to direct the disposition of: 0

 

(iv)shared power to dispose or to direct the disposition of: 0

 

  C. Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC

 

(a)Each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own 0 shares of common stock.

 

(b)The number of shares that each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own constitutes 0% of the common stock outstanding.

 

 

 

CUSIP No. 44183U209 13G Page 12 of 14 Pages

 

  (c) Number of shares as to which such person has:

 

(i)sole power to vote or to direct the vote: 0

 

(ii)shared power to vote or to direct the vote: 0

 

(iii)sole power to dispose or to direct the disposition of: 0

 

(iv)shared power to dispose or to direct the disposition of: 0

 

  D. Kenneth Griffin

 

(a)Mr. Griffin may be deemed to beneficially own 0 shares of common stock.

 

(b)The number of shares that Mr. Griffin may be deemed to beneficially own constitutes 0% of the common stock outstanding.

 

  (c) Number of shares as to which such person has:

 

(i)sole power to vote or to direct the vote: 0

 

(ii)shared power to vote or to direct the vote: 0

 

(iii)sole power to dispose or to direct the disposition of: 0

 

(iv)shared power to dispose or to direct the disposition of: 0

 

 

 

CUSIP No. 44183U209 13G Page 13 of 14 Pages

 

Item 5Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.

 

Item 6Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

See Item 2 above

 

Item 8Identification and Classification of Members of the Group

Not Applicable

 

Item 9Notice of Dissolution of Group

Not Applicable

 

Item 10Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

CUSIP No. 44183U209 13G Page 14 of 14 Pages

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 13th day of October, 2020.

 

CITADEL SECURITIES LLC   CITADEL ADVISORS LLC
     
By: /s/ Guy Miller   By: /s/ Noah Goldberg
  Guy Miller, Authorized Signatory     Noah Goldberg, Authorized Signatory
     
CALC IV LP   CITADEL ADVISORS HOLDINGS LP
     
By: /s/ Guy Miller   By: /s/ Noah Goldberg
  Guy Miller, Authorized Signatory     Noah Goldberg, Authorized Signatory
     
CITADEL SECURITIES GP LLC   CITADEL GP LLC
     
By: /s/ Guy Miller   By: /s/ Noah Goldberg
  Guy Miller, Authorized Signatory     Noah Goldberg, Authorized Signatory
     
    KENNETH GRIFFIN
     
    By: /s/ Noah Goldberg
      Noah Goldberg, attorney-in-fact*

 

 

 

*Noah Goldberg is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Advisors LLC on Schedule 13G for Zentalis Pharmaceuticals Inc. on April 9, 2020.