Filing Details

Accession Number:
0001140361-20-003409
Form Type:
13G Filing
Publication Date:
2020-02-14 17:02:05
Filed By:
Regents Of The University Of California
Company:
Constellation Pharmaceuticals Inc (NASDAQ:CNST)
Filing Date:
2020-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Regents of the University of California 1,747,406 0 1,747,406 0 1,747,406 5.21.%
Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
 
Constellation Pharmaceuticals Inc.
(Name of Issuer)
 
Common Stock, $0.0001 par value
(Title of Class of Securities)
 
210373106
(CUSIP Number)
 
1111 Broadway, Suite 2100, Oakland, CA 94607
 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 December 31, 2019
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

CUSIP 210373106
13G
Page 2 of 5 Pages

1
NAMES OF REPORTING PERSONS
 
 
Regents of the University of California
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
   
(a)☐
   
(b)☐
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
U.S.
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
1,747,406.000
 
 
 
 
6
SHARED VOTING POWER
 
 
0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
1,747,406.000
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
1,747,406.000
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
5.21.%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
EP
 
 
 
 

CUSIP No. 210373106
13G
Page 3 of 5 Pages
 
Item 1.

 
(a)
Name of Issuer
Constellation Pharmaceuticals Inc.
 
   
 
(b)
Address of Issuer’s Principal Executive Offices
215 First Street, Suite 200, Cambridge, MA
 
Item 2.
 
 
(a)
Name of Person Filing
Regents of the University of California
 
   
 
(b)
Address of the Principal Office or, if none, residence
1111 Broadway, Suite 2100, Oakland, CA 94607
 
   
 
(c)
Citizenship
U.S.
 
   
 
(d)
Title of Class of Securities
Common Stock
 
   
 
(e)
CUSIP Number
210373106
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
     
 
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
     
 
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
     
 
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
     
 
(e)
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
     
 
(f)
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
     
 
(g)
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
     
 
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
     
 
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
     
 
(j)
Group, in accordance with §240.13d-1(b)(1)(ii)(J).

CUSIP No. 210373106
 
13G
 
Page 4 of 5 Pages
 
Item 4.
Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. 

 
(a)
 
Amount beneficially owned:  1,747,406.000
 
       
 
(b)
 
Percent of class:  5.21%
 
       
 
(c)
 
Number of shares as to which the person has:  
 
       
 
 
 
(i)
Sole power to vote or to direct the vote 1,747,406.000
 
       
 
 
 
(ii)
Shared power to vote or to direct the vote 0.
 
       
 
 
 
(iii)
Sole power to dispose or to direct the disposition of 1,747,406.000
 
       
 
 
 
(iv)
Shared power to dispose or to direct the disposition of 0.
 
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
None/Not Applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
 None/Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
 None/Not Applicable
 
Item 8.
Identification and Classification of Members of the Group.
 
 None/Not Applicable
 
Item 9.
Notice of Dissolution of Group.
 
 None/Not Applicable 
 
CUSIP No. 210373106
13G
Page 5 of 5 Pages
 
Item 10.
Certification.
 
 
(a)
 
The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
 
       
 
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
       
 
(b)
 
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
 
       
 
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
2/14/2020
 
Date
   
 
/s/ Arthur R. Guimarães
 
Signature
   
 
Arthur R. Guimarães
Chief Operating Officer and
Associate Chief Investment Officer
 
Name/Title