Filing Details

Accession Number:
0000894579-16-000227
Form Type:
13G Filing
Publication Date:
2016-02-29 15:09:44
Filed By:
Caplan Richard
Company:
Triloma Eig Global Energy Term Fund I
Filing Date:
2016-02-29
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Richard Caplan 3,000 0 3,000 0 3,000 7.5%
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. ________)*
 

Triloma EIG Global Energy Term Fund I
(Name of Issuer)
Common Shares, par value $.001
(Title of Class of Securities)
89620U 106
(CUSIP Number)
February 10, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
  Rule 13d-1(b)
  Rule 13d-1(c)
  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
         
CUSIP No. 89620U 106
 
13G
 
Page 2 of 5 Pages
 
 
 
 
 
         
1.
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Richard Caplan
 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    
(b)    
 
 
3.
 
SEC USE ONLY
 
 
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
 
         
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
5.
 
SOLE VOTING POWER
 
3,000
 
6.
 
SHARED VOTING POWER
 
0
 
7.
 
SOLE DISPOSITIVE POWER
 
3,000
 
8.
 
SHARED DISPOSITIVE POWER
 
0
         
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,000
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐
 
 
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

7.5%
 
 
12.
 
TYPE OF REPORTING PERSON (see instructions)

IN
 
 
 
       
 

         
CUSIP No. 89620U 106
 
13G
 
Page 3 of 5 Pages
 
 
 
 
 
Item 1.
 
(a)
Name of Issuer
Triloma EIG Global Energy Term Fund I
 
   
 
(b)
Address of Issuer's Principal Executive Offices
201 North New York Avenue, Suite 250,Winter Park, FL 32789
 
   
Item 2.
 
(a)
Name of Person Filing
Richard Caplan
 
   
 
(b)
Address of the Principal Office or, if none, residence
1700 Pennsylvania Avenue, NW, Suite 800, Washington, DC 20006
 
   
 
(c)
Citizenship
United States of America
 
   
 
(d)
Title of Class of Securities
Common Shares, par value $.001
 
   
 
(e)
CUSIP Number
89620U 106
 
   
Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
     
 
(b)
☐
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
     
 
(c)
☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
     
 
(d)
☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
     
 
(e)
☐
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
     
 
(f)
☐
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
     
 
(g)
☐
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
     
 
(h)
☐
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
     
 
(i)
☐
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
     
 
(j)
☐
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
     
Item 4.  Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
 
         
CUSIP No. 89620U 106
 
13G
 
Page 4 of 5 Pages
 
 
 
 
 
 
         
 
(a)
 
Amount beneficially owned:  3,000
 
       
 
(b)
 
Percent of class:  7.5%
       
  (c)    Number of shares as to which the person has:  
       
      (i)  Sole power to vote or to direct the vote 3,000.
         
      (ii)  Shared power to vote or to direct the vote  0
         
      (iii)  Sole power to dispose or to direct the disposition of  3,000
         
      (iv)  Shared power to dispose or to direct the disposition of  0
       
 
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     .
Instruction. Dissolution of a group requires a response to this item.
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 Not applicable
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 Not applicable
 
Item 8.  Identification and Classification of Members of the Group.
 Not applicable
 
Item 9.  Notice of Dissolution of Group.
 Not applicable
 
Item 10.  Certification.
         
 
       
 
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
       
 

         
CUSIP No. 89620U 106
 
13G
 
Page 5 of 5 Pages
 
 
 
 
 
         
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
   February 29, 2016    
     Date    
         
    /s/ Richard Caplan     
     Signature    
         
         
   
Richard Caplan 
   
     Name/Title