Filing Details

Accession Number:
0000902664-19-004026
Form Type:
13D Filing
Publication Date:
2019-10-21 17:28:28
Filed By:
Owl Creek Asset Management
Company:
Anterix Inc. (NASDAQ:ATEX)
Filing Date:
2019-10-21
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
OWL CREEK I 0 141,284 0 141,284 141,284 0.8%
OWL CREEK II 0 1,035,875 0 1,035,875 1,035,875 6.1%
OWL CREEK OVERSEAS MASTER FUND, LTD 0 2,098,904 0 2,098,904 2,098,904 12.3%
OWL CREEK SRI MASTER FUND, LTD 0 186,640 0 186,640 186,640 1.1%
OWL CREEK CREDIT OPPORTUNITIES MASTER FUND 0 582,207 0 582,207 582,207 3.4%
OWL CREEK SPECIAL SITUATIONS FUND 0 716,150 0 716,150 716,150 4.2%
OWL CREEK ADVISORS 0 2,475,516 0 2,475,516 2,475,516 14.5%
OWL CREEK ASSET MANAGEMENT 0 4,761,060 0 4,761,060 4,761,060 27.9%
JEFFREY A. ALTMAN 0 4,761,060 0 4,761,060 4,761,060 27.9%
Filing
SECURITIES AND EXCHANGE COMMISSION  
   
Washington, D.C. 20549  
_______________  
   
SCHEDULE 13D/A
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
 
Under the Securities Exchange Act of 1934
(Amendment No. 2)
 

Anterix Inc.

(Name of Issuer)
 

Common Stock, par value $0.0001 per share

(Title of Class of Securities)
 

03676C100

(CUSIP Number)
 
Eleazer Klein, Esq.
Marc Weingarten, Esq.
919 Third Avenue
New York, New York 10022

(212) 756-2000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 

October 17, 2019

(Date of Event which Requires
Filing of this Schedule)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.ý

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

(Continued on following pages)

(Page 1 of 13 Pages)

--------------------------

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

1

NAME OF REPORTING PERSON

OWL CREEK I, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY
4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

141,284

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

141,284

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

141,284

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

0.8%

14

TYPE OF REPORTING PERSON

PN

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK II, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

1,035,875

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,035,875

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

1,035,875

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

6.1%

14

TYPE OF REPORTING PERSON

PN

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK OVERSEAS MASTER FUND, LTD.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

2,098,904

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

2,098,904

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

2,098,904

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

12.3%

14

TYPE OF REPORTING PERSON

OO

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK SRI MASTER FUND, LTD.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

186,640

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

186,640

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

186,640

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

1.1%

14

TYPE OF REPORTING PERSON

OO

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK CREDIT OPPORTUNITIES MASTER FUND, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

582,207

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

582,207

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

582,207

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

3.4%

14

TYPE OF REPORTING PERSON

PN

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK SPECIAL SITUATIONS FUND, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

WC, OO (See Item 3)

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

716,150

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

716,150

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

716,150

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

4.2%

14

TYPE OF REPORTING PERSON

PN

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK ADVISORS, LLC

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

AF

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

2,475,516

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

2,475,516

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

2,475,516

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

14.5%

14

TYPE OF REPORTING PERSON

OO

         

 

 

 

1

NAME OF REPORTING PERSONS

OWL CREEK ASSET MANAGEMENT, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

AF

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

4,761,060

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

4,761,060

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

4,761,060

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

27.9%

14

TYPE OF REPORTING PERSON

PN

         

 

 

 

1

NAME OF REPORTING PERSONS

JEFFREY A. ALTMAN

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) x

3 SEC USE ONLY

4

SOURCE OF FUNDS

AF

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

4,761,060

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

4,761,060

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON

4,761,060

12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

27.9%

14

TYPE OF REPORTING PERSON

IN

         

 

 

 

This Amendment No. 2 (“Amendment No. 2”) amends the statement on Schedule 13D filed on August 30, 2019 (the “Original Schedule 13D”), as amended by Amendment No. 1 to the Original Schedule 13D filed on October 9, 2019 (“Amendment No.1,” and together with the Original Schedule 13D and this Amendment No. 2, the “Schedule 13D”) with respect to the shares of common stock, par value $0.0001 per share (the “Common Stock”), of Anterix Inc., a Delaware corporation (the “Issuer”).  Capitalized terms used herein and not otherwise defined in this Amendment No. 2 have the meanings set forth in the Schedule 13D.  This Amendment No. 2 amends Items 3 and 5(a)-(c) as set forth below.

 

Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.

 

Items 3 of the Schedule 13D is hereby amended and restated in its entirety by the following:

 

The Reporting Persons expended an aggregate of approximately $158,766,052 to purchase the 4,761,060 shares of Common Stock.  Such shares of Common Stock were acquired with investment funds of the Owl Creek Funds and margin borrowings described in the following sentence.  Such shares are held by the Reporting Persons in commingled margin accounts, which may extend margin credit to the Reporting Persons as and when required to open or carry positions in the margin account, subject to applicable federal margin regulations, stock exchange rules and credit policies. In such instances, the positions held in the margin account are pledged as collateral security for the repayment of debit balances in the account.  The margin accounts bear interest at a rate based upon the broker’s call rate from time to time in effect. The margin account may from time to time have debit balances.  Since other securities are held in the margin account, it is not possible to determine the amounts, if any, of margin used to purchase the shares of Common Stock reported herein.

 

Item 5. INTEREST IN SECURITIES OF THE COMPANY.

 

Items 5(a)-(c) of the Schedule 13D are hereby amended and restated in their entireties by the following:

 

(a) See rows (11) and (13) of the cover pages to this Schedule 13D for the aggregate number of shares of Common Stock and percentages of the shares of Common Stock beneficially owned by each of the Reporting Persons.  The percentages used in this Schedule 13D are calculated based upon 17,075,836 shares of Common Stock outstanding as of August 2, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2019, filed with the Securities and Exchange Commission on August 8, 2019.
 
(b) See rows (7) through (10) of the cover pages to this Schedule 13D for the number of shares of Common Stock as to which each Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition.
 

 

(c) The transactions in the shares of Common Stock by the Reporting Persons since the filing of Amendment No. 1 are set forth in Schedule A, and are incorporated herein by reference.

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: October 21, 2019

 

  JEFFREY A. Altman
   
  /s/ Jeffrey A. Altman
  Jeffrey A. Altman, (i) individually, (ii) as managing member of Owl Creek Advisors, LLC, (x) for itself and (y) as general partner of Owl Creek I, L.P., Owl Creek II, L.P., Owl Creek Credit Opportunities Master Fund, L.P. and Owl Creek Special Situations Fund, L.P. and (iii) as managing member of the general partner of Owl Creek Asset Management, L.P., (x) for itself and (y) as investment manager to Owl Creek I, L.P., Owl Creek II, L.P., Owl Creek Overseas Master Fund, Ltd., Owl Creek SRI Master Fund, Ltd., Owl Creek Credit Opportunities Master Fund, L.P. and Owl Creek Special Situations Fund, L.P.
   

 

 

SCHEDULE A

Transactions in the shares of Common Stock of the Issuer
Since the Filing of Amendment No. 1

The following tables set forth all transactions in the shares of Common Stock effected since the filing of Amendment No. 1 by the Reporting Persons. Except as noted below, all such transactions were effected in the open market through brokers and the price per share is net of commissions.

Owl Creek I

 

Trade Date Shares Purchased (Sold) Price Per Share ($)
10/15/2019 300 38.07
10/15/2019 100 38.87
10/15/2019 200 38.88
10/15/2019 100 38.98
10/16/2019 500 38.35
10/17/2019 800 38.94
10/18/2019 400 38.70

 

Owl Creek II

 

Trade Date Shares Purchased (Sold) Price Per Share ($)
10/15/2019 2,400 38.07
10/15/2019 1,100 38.87
10/15/2019 1,200 38.88
10/15/2019 500 38.98
10/16/2019 4,100 38.35
10/17/2019 6,200 38.94
10/18/2019 3,200 38.70

 

Owl Creek Overseas

 

Trade Date Shares Purchased (Sold) Price Per Share ($)
10/15/2019 4,906 38.07
10/15/2019 2,121 38.87
10/15/2019 2,289 38.88
10/15/2019 900 38.98
10/16/2019 4,674 38.35
10/17/2019 7,129 38.94
10/18/2019 3,600 38.70

 

Owl Creek Special Situations

 

Trade Date Shares Purchased (Sold) Price Per Share ($)
10/09/2019 8,652 37.27
10/10/2019 6,519 37.89
10/10/2019 2,268 38.12
10/11/2019 3,192 39.63
10/11/2019 115,000 40.50