Filing Details
- Accession Number:
- 0001654954-19-011835
- Form Type:
- 13G Filing
- Publication Date:
- 2019-10-17 14:46:11
- Filed By:
- Sochet Ira
- Company:
- Taylor Devices Inc (NASDAQ:TAYD)
- Filing Date:
- 2019-10-17
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Ira Sochet | 383,877 | 0 | 383,877 | 0 | 383,877 | 11.03% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
(Amendment No. 3)
TAYLOR DEVICES INC.
(Name of Issuer)
Common Stock
(Title of Class of
Securities)
877163105
(CUSIP Number)
October 8, 2019
(Date of Event Which Required Filing of this
Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is
filed:
[ ] Rule
13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this
cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover
page.
The information required
on the remainder of this cover page shall not be deemed to be
“filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the
Notes).
| | | |
| | | | | | | |
(2)
Check the appropriate box if a
member of a group (see instructions)
(a) ☐ (b) ☐
(4)
Citizenship or place of
organization
United States
(6)
Shared voting
power
0
(8)
Shared dispositive
power
0
(10)
Check if the aggregate amount in
Row (9) excludes certain shares (see
instructions)
(12)
Type of reporting person (see
instructions)
IN
Taylor Devices,
Inc.
Ira Sochet
The address of the Reporting
Person’s principal business office is 121 14th Street, Belleair
Beach, Florida 33786.
United States.
Common Stock.
877163105.
| (a) | [ ] | Broker
or dealer registered under section 15 of the Act (15 U.S.C.
78o); | ||||
| | | | ||||
| (b) | [ ] | Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||||
| | | | ||||
| (c) | [ ] | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); | ||||
| | | | ||||
| (d) | [ ] | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a–8); | ||||
| | | | ||||
| (e) | [ ] | An
investment adviser in accordance with
§240.13d–1(b)(1)(ii)(E); | ||||
| | | | ||||
| (f) | [ ] | An
employee benefit plan or endowment fund in accordance with
§240.13d–1(b)(1)(ii)(F); | ||||
| | | | ||||
| (g) | [ ] | A
parent holding company or control person in accordance with
§240.13d–1(b)(1)(ii)(G); | ||||
| | | | ||||
| (h) | [ ] | A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); | ||||
| | | | ||||
| (i) | [ ] | A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a–3); | ||||
| | | | ||||
| (j) | [ ] | A
non-U.S. institution in accordance with
§240.13d–1(b)(1)(ii)(J); and | ||||
| | | | ||||
| (k) | [ ] | Group,
in accordance with §240.13d–1(b)(1)(ii)(K). | ||||
The percentage of shares of the
Issuer’s common stock as reported in this Amendment No. 3 to
Schedule 13G is based upon 3,478,866 shares of the Issuer’s
common stock outstanding on September 23, 2019, as reported in the
Issuer’s Quarterly Report on Form 10-Q for the quarter ended August 31,
2019.
As of the date hereof, the
Reporting Person may be deemed to be the beneficial owner of
383,877 shares of common stock. The shares of common stock
beneficially owned by the Reporting Person include 357,592 shares
of common stock held by Ira Sochet Trust,
1,526 shares of common stock held by Sochet & Company, Inc.,
5,499 shares of common stock held by Rocky Creek Village Senior
Living, and 19,260 shares of common stock held by the Reporting
Person's ROTH IRA, over which the Reporting Person
has sole voting and dispositive control.
| (ii) | | Shared power to vote or to
direct the vote | | 0 | |
If this statement is being
filed to report the fact that as of the date hereof the Reporting
Person has ceased to be the beneficial owner of more than
5 percent of the class of securities, check the following
[ ].
Not applicable.
Not applicable.
Not applicable.
Not applicable.
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect, other than activities solely in connection with a
nomination under §240.14a-11.
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and
correct.
| | | | | | | |
Ira Sochet