Filing Details

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

SCHEDULE 13D/A

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 5)

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)

CAT9 Group Inc.

(Name of Issuer)

 

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

 

14875C106

(CUSIP Number)

 

Wenfa "Simon" Sun

Room 1702, Building 2, No 301, Yunan Ave, Banan District

Chongqing, China 401320

86 023 62984671

 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

August 23, 2019

(Date of Event which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

1.	Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)   Wenfa “Simon” Sun

 

2.	Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ]

 

3.	SEC Use Only

4.	Source of Funds   OO
5.	Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)   [ ]
6.	Citizenship or Place of Organization   China

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	7. SOLE VOTING POWER
	80,000,000
	8. SHARED VOTING POWER
	9. SOLE DISPOSITIVE POWER
	80,000,000
	10. SHARED DISPOSITIVE POWER

  

11.	Aggregate Amount Beneficially Owned by Each Reporting Person   80,000,000
12.	Check if the Aggregate Amount in Row (11) Excludes Certain Shares
13.	Percent of Class Represented by Amount in Row (11)   78.3%
14.	Type of Reporting Person   INDIVIDUAL

   

ITEM 1. SECURITY AND ISSUER.

 

This Schedule 13D/A amendment #4 relates to the common stock, $0.0001 par value, of CAT9 Group Inc., (OTC: CATN), a Delaware corporation (the “Issuer” or “Company”). The principal executive offices of the Company are located at Room 1702, Building 2, No 301, Yunan Ave, Banan District, Chongqing, China 401320.

 

ITEM 2. IDENTITY AND BACKGROUND.

 

This statement is filed pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, as amended, by Wenfa "Simon" Sun, (the “Reporting Person”) a citizen of the People's Republic of China, residing at  Room 1702, Building 2, No 301, Yunan Ave, Banan District, Chongqing, China 401320.

 

	(a)		Wenfa "Simon" Sun
	(b)		The business address of Mr. Sun is Room 1702, Building 2, No 301, Yunan Ave, Banan District, Chongqing, China 401320.

	(c)		Mr. Sun's principal occupation is acting as President, Chief Executive Officer and Chairman of the Board of Directors of the Issuer.
	(d)		Mr. Sun has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
	(e)		Mr. Sun has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
	(f)		Mr. Sun is a citizen of the People's Republic of China.

  

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.

  

On August 23, 2019, by way of a privately negotiated transaction, the Wenfa “Simon” Sun, the President, CEO and Chairman of the Issuer acquired 10,000,000 (ten million) shares of restricted common stock from the Issuer’s former CFO, Meihong “Sanya” Qian. A Form 8-K disclosure was filed to reflect this event on Edgar, in addition, a Form 4 was filed reflecting this transaction.

 

For purposes of this Schedule 13D/A amendment no. 4, the new total number of shares reported as beneficially owned by the Reporting Person is now 80,000,000 shares. 

  

ITEM 4. PURPOSE OF TRANSACTION.

 

Mr. Sun holds the Issuer's securities for investment purposes and intends to continue to evaluate their respective investments in the securities. Mr. Sun intends to participate in and influence the affairs of the Issuer through the exercise of their voting rights with respect to his shares of common stock. 

 

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.

 

	(a)		As of the filing date of the Schedule 13D/A amendment no. 4, Mr. Sun may be deemed to have (i) beneficial ownership (within the meaning of Rule 13d-3 under the Exchange Act) and (ii) sole power to vote the 80,000,000 shares of Common Stock, which represents approximately 78.3% of the shares of common stock deemed to be outstanding pursuant to Rule 13d-1(j). This percentage of beneficial ownership was calculated by dividing the number of shares beneficially owned by Mr. Sun by 102,166,400 shares (the number of outstanding shares of common stock of the Issuer as of the filing date of this Schedule 13D/A).
	(b)		The responses of Mr. Sun to Items 7-11 of the cover page of this Schedule 13D/A are incorporated by reference.
	(c)		Except as set forth or incorporated herein, Mr. Sun has not effectuated any other transactions in the shares of the Issuer during the past 60 days.
	(d)		Not applicable
	(e)		Not applicable

 

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.

 

Not Applicable

 

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.

 

Not Applicable

   

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: October 8, 2019

 

	By:	/s/ Wenfa "Simon" Sun
		Wenfa "Simon" Sun, President & CEO, Chairman

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)