Filing Details
- Accession Number:
- 0001213900-19-017888
- Form Type:
- 13G Filing
- Publication Date:
- 2019-09-13 09:43:20
- Filed By:
- Lav Agile Ltd
- Company:
- Avedro Inc (NASDAQ:AVDR)
- Filing Date:
- 2019-09-12
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| LAV Agile Limited ( LAVA ) | 856,591 | 1,213,733 | 856,591 | 1,213,733 | 856,591 | 5.0(1)% |
| LAV Opportunity Limited ( LAVO ) | 357,142 | 357,142 | 357,142 | 2.1(1)% | ||
| Yi Shi | 0 | 0 | 1,213,733 | 7.1(1)% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Avedro, Inc.
(Name of Issuer)
Common Stock, $0.00001 par value per share
(Title of Class of Securities)
05355N109
(CUSIP Number)
February 19, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 05355N109 | 13G | Page 2 of 9 Pages |
| 1 | NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LAV Agile Limited (“LAVA”) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ | ||
| 3 | SEC USE ONLY
| ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
856,591 shares, except that Yi Shi, the managing partner of LAVA, may be deemed to have shared power to vote these shares. | |
| 6 | SHARED VOTING POWER
See response to row 5. | ||
| 7 | SOLE DISPOSITIVE POWER
856,591 shares, except that Yi Shi, the managing partner of LAVA, may be deemed to have shared power to dispose of these shares. | ||
| 8 | SHARED DISPOSITIVE POWER
See response to row 7. | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
856,591 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.0(1) | ||
| 12 | TYPE OF REPORTING PERSON
OO | ||
| (1) | This percentage is calculated based upon 17,060,631 shares of the Issuer’s Common Stock outstanding, as set forth in the Issuer’s Rule 424(b)(4) Prospectus filed with the Securities and Exchange Commission (“SEC”) on February 14, 2019. |
CUSIP No. 05355N109 | 13G | Page 3 of 9 Pages |
| 1 | NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LAV Opportunity Limited (“LAVO”) | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ | ||
| 3 | SEC USE ONLY
| ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
357,142 shares, except that Yi Shi, the managing partner of LAVO, may be deemed to have shared power to vote these shares. | |
| 6 | SHARED VOTING POWER
See response to row 5. | ||
| 7 | SOLE DISPOSITIVE POWER
357,142 shares, except that Yi Shi, the managing partner of LAVO, may be deemed to have shared power to dispose of these shares. | ||
| 8 | SHARED DISPOSITIVE POWER
See response to row 7. | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
357,142 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.1(1) | ||
| 12 | TYPE OF REPORTING PERSON
OO | ||
| (1) | This
percentage is calculated based upon 17,060,631 shares of the Issuer’s Common Stock outstanding, as set forth in the
Issuer’s Rule 424(b)(4) Prospectus filed with the Securities and Exchange Commission (“SEC”) on February
14, 2019. |
CUSIP No. 05355N109 | 13G | Page 4 of 9 Pages |
| 1 | NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Yi Shi | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒ | ||
| 3 | SEC USE ONLY
| ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 shares. | |
| 6 | SHARED VOTING POWER
1,213,733 shares, 856,591 of which are directly owned by LAVA and 357,142 of which are directly owned by LAVO. Yi Shi, the managing partner of LAVA and LAVO, may be deemed to have shared power to vote these shares. | ||
| 7 | SOLE DISPOSITIVE POWER
0 shares. | ||
| 8 | SHARED DISPOSITIVE POWER
1,213,733 shares, 856,591 of which are directly owned by LAVA and 357,142 of which are directly owned by LAVO. Yi Shi, the managing partner of LAVA and LAVO, may be deemed to have shared power to dispose of these shares. | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,213,733 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
| ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.1(1) | ||
| 12 | TYPE OF REPORTING PERSON
IN | ||
| (1) | This percentage is calculated based upon 17,060,631 shares of the Issuer’s Common Stock outstanding, as set forth in the Issuer’s Rule 424(b)(4) Prospectus filed with the Securities and Exchange Commission (“SEC”) on February 14, 2019. |
| CUSIP No. 05355N109 | 13G | Page 5 of 9 Pages |
| Item 1(a) | Name
of Issuer: Avedro, Inc. |
| Item 1(b) | Address
of Issuer’s Principal Executive Offices: 201 Jones Road, Waltham, Massachusetts 02451 |
| Item 2(a) | Name of Persons Filing: |
This Statement is filed by LAV Agile Limited (“LAVA”), LAV Opportunity Limited (“LAVO”) and Dr. Yi Shi. The foregoing entities and individual are collectively referred to as the “Reporting Persons.”
Dr. Shi is the managing partner of LAVA and LAVO, and may be deemed to have shared power to vote and shared power to dispose of shares of the Issuer directly owned by LAVA and LAVO.
| Item 2(b) | Address
of Principal Business Office or, If None, Residence: The address for LAVA, LAVO and Dr. Shi is Unit 902-904, Two Chinachem Central, 26 Des Voeux Road Central, Hong Kong. |
| Item 2(c) | Citizenship: |
LAVA and LAVO are British Virgin Islands business companies. Dr. Shi is a United States citizen.
| Item 2(d) | Title
of Class of Securities: Common Stock, $0.00001 par value per share |
Item
2(e) CUSIP Number:
CUSIP #05355N109
| Item 3. | Not applicable. |
| Item 4. | Ownership |
The following information with respect to the ownership of the Common Stock of the Issuer by the Reporting Persons is provided as of February 19, 2019:
| (a) | Amount beneficially owned: |
See
Row 9 of cover page for each Reporting Person.
| (b) | Percent of Class: |
See Row 11 of cover page for each Reporting Person.
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
See Row 5 of cover page for each Reporting Person.
CUSIP No. 05355N109 | 13G | Page 6 of 9 Pages |
| (ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting Person.
| (iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting Person.
| (iv) | Shared power to dispose or to direct the disposition of: |
See Row 8 of cover page for each Reporting Person.
| Item 5. | Ownership
of Five Percent or Less of a Class Not applicable. |
| Item 6. | Ownership
of More Than Five Percent on Behalf of Another Person Not applicable. |
| Item 7. | Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
Not applicable.
| Item 9. | Notice of Dissolution of Group |
Not applicable.
| Item 10. | Certifications |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
| CUSIP No. 05355N109 | 13G | Page 7 of 9 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 12, 2019
| LAV AGILE LIMITED | ||
| By: | /s/ Yi Shi | |
| Name: | Yi Shi | |
| Title: | Managing Partner | |
| LAV OPPORTUNITY LIMITED | ||
| By: | /s/ Yi Shi | |
| Name: | Yi Shi | |
| Title: | Managing Partner | |
| Yi Shi | /s/ Yi Shi | |
| Yi Shi | ||
| CUSIP No. 05355N109 | 13G | Page 8 of 9 Pages |
EXHIBIT INDEX
| Exhibit | Found on Sequentially Numbered Page | |||
| Exhibit A: Agreement of Joint Filing | 9 | |||
| CUSIP No. 05355N109 | 13G | Page 9 of 9 Pages |
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Avedro, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.
Dated: September 12, 2019
| LAV AGILE LIMITED | ||
| By: | /s/ Yi Shi | |
| Name: | Yi Shi | |
| Title: | Managing Partner | |
| LAV OPPORTUNITY LIMITED | ||
| By: | /s/ Yi Shi | |
| Name: | Yi Shi | |
| Title: | Managing Partner | |
| Yi Shi | /s/ Yi Shi | |
| Yi Shi | ||