Filing Details

Accession Number:
0001193125-19-149799
Form Type:
13D Filing
Publication Date:
2019-05-17 06:02:10
Filed By:
Blackrock Inc.
Company:
Zayo Group Holdings Inc. (NYSE:ZAYO)
Filing Date:
2019-05-17
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
BlackRock, Inc. (TIN 3 10,905,908 0 12,140,295 0 12,140,295 5.2%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

(Amendment No.    )

Under the Securities Exchange Act of 1934

 

 

Zayo Group Holdings, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98919V105

(CUSIP Number)

David Maryles

Managing Director, Legal & Compliance

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

(212) 810-5300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 8, 2019

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☒

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

 

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 131347304   13D   Page 2 of 5 Pages

 

  1.   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

BlackRock, Inc. (TIN: 32-0174431)

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

SOURCE OF FUNDS (see instructions)

 

OO Funds of investment advisory clients.

  5.  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7.    

SOLE VOTING POWER

 

10,905,908 (*)

     8.   

SHARED VOTING POWER

 

0 (*)

     9.   

SOLE DISPOSITIVE POWER

 

12,140,295 (*)

   10.   

SHARED DISPOSITIVE POWER

 

0 (*)

11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,140,295 (*)

12.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

☒ See Item 5 herein.

13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

5.2% (*)(**)

14.  

TYPE OF REPORTING PERSON (see instructions)

 

HC

 

 

*

See Item 5 herein. All beneficial ownership information is as of May 15, 2019.

**

See Item 5 herein. Based on the Issuers Quarterly Report on Form 10-Q for the period ended March 31, 2019, there were 235,583,764 shares of Common Stock issued and outstanding as of May 7, 2019.


CUSIP No. 98919V105   13D   Page 3 of 5 Pages

Item 1. Security and Issuer.

This Schedule 13D (the Schedule) relates to the common stock, par value $0.001 per share (Shares), of Zayo Group Holdings, Inc., a Delaware corporation (the Issuer).

The principal executive offices of the Issuer are located at 1821 30th Street, Unit A, Boulder, CO 80301.

Item 2. Identity and Background.

This Schedule is being filed by BlackRock, Inc. (BlackRock). BlackRock is a Delaware corporation that, through its subsidiaries, provides diversified investment management directly and indirectly through various investment products to institutions, intermediaries and individual investors. Investment management services primarily consist of the management of equity, fixed income, multi-asset class, alternative investment and cash management products. BlackRock, through its subsidiaries, offers its investment products in a variety of accounts, including open-end and closed-end mutual funds, iShares® exchange-traded funds, collective investment trusts and separate accounts. In addition, BlackRock, through its subsidiaries, provides market risk management, financial markets advisory and enterprise investment system services to a broad base of clients. Financial markets advisory services include valuation services relating to illiquid securities, dispositions and workout assignments (including long-term portfolio liquidation assignments), risk management and strategic planning and execution. The principal office and business address of BlackRock is 55 East 52nd Street, New York, NY 10055.

Certain of the securities reported herein were previously included in a statement on Schedule 13G filed by BlackRock on February 8, 2019. BlackRock did not acquire any beneficial ownership of Shares with the purpose or effect of changing or influencing the control of the Issuer or as a participant in any transaction having such purpose or effect, or in connection with any plan or proposal that would be subject to disclosure under Item 4 of the Schedule with respect to the Issuer. BlackRock subsidiaries, as the investment advisers to certain client accounts, hold Shares in their ordinary course of business, not with the purpose or effect of changing or influencing the control of the Issuer or as a participant in any transaction having such purpose or effect, and not in connection with any plan or proposal that would be subject to disclosure under Item 4 of the Schedule with respect to the Issuer. Therefore, BlackRock does not believe that it is required to file the Schedule pursuant to Rule 13d-1 under the Act, however, BlackRock is voluntarily filing this Schedule because certain of its other affiliates entered into the transactions described in Item 4 below.

(a) (c) and (f) Current information concerning the identity and background of each of the executive officers and directors of BlackRock is set forth on Annex A (collectively, the Covered Persons), attached hereto and incorporated herein by reference.

(d) and (e)

During the last five years, none of BlackRock or, to the best of its knowledge, any of the Covered Persons has (i) been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) except as set forth on Annex B, attached hereto, has been a party to a civil proceeding of any judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding of any violation with respect to such laws.

Neither the present filing nor anything contained herein shall be construed as an admission that BlackRock constitutes a person for any purposes other than Section 13(d) of the Act.

Item 3. Source and Amount of Funds or Other Consideration.

As of May 15, 2019, BlackRock, in its role as the ultimate parent of investment advisers to certain client accounts, held beneficial ownership of 12,140,295 Shares acquired prior to such date for an aggregate purchase price of $378,088,272.88. Such acquisitions were made for investment purposes with available funds of the applicable client accounts in the ordinary course of business of BlackRocks investment adviser subsidiaries.

 

3


Item 4. Purpose of Transaction.

All of the Shares of the Issuer were acquired for investment purposes by funds and accounts for which certain of BlackRocks subsidiaries act as investment advisers.

On May 8, 2019, certain funds managed by subsidiaries of BlackRock entered into subscription documents (the Subscription Agreements) for the purchase of limited partnership interests in DC Front Range Holdings I, LP, a Delaware limited partnership (DC Front Range). Pursuant to the Subscription Agreements, such funds managed by subsidiaries of BlackRock agreed to contribute in the aggregate approximately $96.6 million to DC Front Range at the effective time (the Effective Time) of the Merger (as defined below) to fund the transactions contemplated by the Agreement and Plan of Merger (the Merger Agreement) dated May 8, 2019 by and the Issuer, Front Range TopCo, Inc. (Parent), a Delaware corporation, and Front Range BidCo, Inc., a Delaware corporation and wholly owned subsidiary of Parent (Merger Sub), providing for the merger of Merger Sub with and into the Issuer (the Merger), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. DC Front Range is an investment vehicle sponsored by Digital Colony GP, LLC, which is a joint venture between Colony Capital Operating Company, LLC (CCOC), an entity managed by Colony Capital, Inc. (Colony Capital), and Digital Bridge Holdings, LLC. As a result, BlackRock may be deemed to have formed a group, as such term is used in Regulation 13D under the Act with Colony Capital and CCOC. BlackRock disclaims any membership or participation in a group with Colony Capital and/or its affiliates and further disclaims beneficial ownership of any Shares beneficially owned by Colony Capital and/or its affiliates, including 25,000 Shares believed to be beneficially owned by Colony Capital and/or its affiliates on the date hereof.

Pursuant to the Merger Agreement, at the Effective Time, each Share that is outstanding immediately prior to such time (other than (i) Shares owned by Parent, Merger Sub, the Issuer (including any Shares held in the treasury of the Issuer) or by any direct or indirect wholly owned subsidiary of Parent, Merger Sub or the Issuer, or (ii) Shares held by stockholders of the Issuer who have not voted in favor of the Merger (and who are entitled to demand and properly demand their statutory rights of appraisal in accordance with the Delaware General Corporation Law) will be cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $35.00 per share without interest. Consummation of the Merger is subject to certain customary closing conditions, including, without limitation, obtaining the required Company stockholder approval, the absence of certain legal impediments, the expiration or termination of the required waiting periods under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, review and clearance by the Committee on Foreign Investment in the United States, certain foreign antitrust regulatory approvals and certain other filings and approvals.

The foregoing description of the Subscription Agreements does not purport to be complete and is qualified in its entirety by reference to the full text of such agreement filed as an exhibit to this Schedule, and incorporated herein by reference.

The entry into the Subscription Agreements by certain funds managed by subsidiaries of BlackRock, none of which own Shares, will not restrict BlackRocks subsidiaries exercise of investment or voting power with respect to the Shares to which this Schedule relates.

Except as set forth in this Schedule, BlackRock has no present plans or proposals that relate to or would result in any of the actions described in Item 4(a) through (j) of the Schedule. Each of BlackRocks advisory subsidiaries may evaluate on a continuing basis its client accounts investment in the Issuer and BlackRock expects that such subsidiaries may from time to time acquire or dispose of Shares or other securities of the Issuer on behalf of such client accounts. Any acquisitions or dispositions will depend upon (i) the price and availability of the Issuers securities; (ii) subsequent developments concerning the Issuers business and prospects and the industry in which the Issuer operates; (iii) BlackRocks advisory subsidiaries general investment policies with respect to the applicable accounts managed by BlackRocks advisory subsidiaries; (iv) other investment and business opportunities available to BlackRocks advisory subsidiaries on behalf of their clients; (v) general market and economic conditions; (vi) tax considerations; and (vii) such other factors as BlackRocks advisory subsidiaries may consider relevant. Any such acquisitions or dispositions may be made, subject to applicable law, in open market transactions or privately negotiated transactions.

Item 5. Interest in Securities of the Issuer.

(a) and (b) The responses of BlackRock to Rows (7) through (11) of the cover page of this Schedule are incorporated herein by reference. In addition, pursuant to Section 13(d)(3) of the Act, BlackRock and Colony Capital and/or its affiliates may on the basis of the facts described elsewhere herein be considered to be a group. BlackRock disclaims any

 

4


membership or participation in a group with Colony Capital and/or its affiliates and further disclaims beneficial ownership of any Shares beneficially owned by Colony Capital and/or its affiliates, including 25,000 Shares believed to be beneficially owned by Colony Capital and/or its affiliates on the date hereof.

The Shares beneficially owned by BlackRock include Shares beneficially owned by its subsidiaries, including BlackRock (Luxembourg) S.A., BlackRock Advisors (UK) Limited, BlackRock Advisors, LLC, BlackRock Asset Management Canada Limited, BlackRock Asset Management Ireland Limited, BlackRock Financial Management, Inc., BlackRock Fund Advisors, BlackRock Institutional Trust Company, National Association, BlackRock International Limited, BlackRock Investment Management (UK) Limited, and BlackRock Investment Management, LLC, none of which beneficially owns in excess of 5% of the outstanding Shares.

Except as set forth herein, neither BlackRock nor, to the knowledge of BlackRock, the Covered Persons beneficially own any Shares as of May 15, 2019.

(c) Annex C, attached hereto, sets forth transactions in the Shares that were effected during the 60-day period ended May 15, 2019. The transactions in the Shares described on Annex C were effected on securities exchanges unless otherwise indicated therein.

Except as set forth in this Schedule, neither BlackRock nor, to the best of its knowledge, any of the Covered Persons has engaged in any transaction in any Shares during the 60-day period ended May 15, 2019.

(d) Except for investment advisory clients of BlackRocks subsidiaries, who may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Shares, no other person is known by BlackRock to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any Shares that may be beneficially owned by BlackRock.

(e) Not applicable.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information set forth in Item 4 is hereby incorporated herein by reference.

Except as set forth in this Schedule, there are no contracts, arrangements, understandings or relationships between BlackRock and any other person with respect to any securities of the Issuer or among the investment advisory subsidiaries of BlackRock, including but not limited to transfer or voting of any securities of the Issuer, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies (other than the transfer of voting rights with respect to Shares that are loaned out in the ordinary course of BlackRocks and its subsidiaries securities lending programs).

Item 7. Materials to Be Filed as Exhibits.

 

Exhibit
No.

  

Description

1.    Form of Subscription Agreement, dated May 8, 2019.
2.    Power of Attorney, dated January 2, 2019, relating to BlackRock, Inc. (incorporated by reference to Exhibit B to Schedule 13G filed by BlackRock, Inc. on February 8, 2019 (SEC file number 005-88645)).

 

 

5


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: May 17, 2019

 

BlackRock, Inc.
By:  

/s/ David Maryles

  Name: David Maryles
  Title: Attorney-in-Fact

Annex A

The following is a list of the executive officers and directors of BlackRock, Inc. (collectively, the Covered Persons), setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and citizenship for each such person. Each Covered Person is a citizen of the United States, unless otherwise noted, and does not have any other principal occupation (outside of similar positions held with respect to other entities directly or indirectly managed or advised by BlackRock).

Executive Officers

 

Name

  

Position

  

Business Address

  

Citizenship

Laurence D. Fink

   Chairman and Chief Executive Officer   

55 East 52nd Street

New York, NY 10055

   U.S.

Robert S. Kapito

   President   

55 East 52nd Street

New York, NY 10055

   U.S.

Geraldine Buckingham

  

Senior Managing Director and

Head of Asia Pacific

  

16/F Champion Tower

3 Garden Road Central, Hong Kong

   Australia

Robert L. Goldstein

   Senior Managing Director,
Chief Operating Officer & Global Head of BlackRock Solutions
  

55 East 52nd Street

New York, NY 10055

   U.S.

J. Richard Kushel

  

Senior Managing Director,

Global Head of Multi-Asset Strategies & Global Fixed Income

  

55 East 52nd Street

New York, NY 10055

   U.S.

Rachel Lord

  

Senior Managing Director and

Head of Europe, Middle East and Africa

  

Drapers Gardens

12 Throgmorton Avenue

London EC2N 2DL

United Kingdom

   U.K.

Mark S. McCombe

  

Senior Managing Director and

Chief Client Officer

  

400 Howard Street

San Francisco, CA 94105

   U.K.

Christopher J. Meade

   Senior Managing Director, Chief Legal Officer and General Counsel   

40 East 52nd Street

New York, NY 10028

   U.S.

Gary S. Shedlin

  

Senior Managing Director and

Chief Financial Officer

  

55 East 52nd Street

New York, NY 10055

   U.S.

Jeffrey A. Smith

  

Senior Managing Director and

Global Head of Human Resources

  

East 52nd Street

New York, NY 10055

   U.S.

Mark Wiedman

   Senior Managing Director, Head of International and Corporate Strategy   

East 52nd Street

New York, NY 10055

   U.S.

 

A-1


Directors

 

Name

  

Principal Occupation or Employment

  

Business Address

  

Citizenship

Laurence D. Fink

   Chairman and Chief Executive Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Robert S. Kapito

   President   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Mathis Cabiallavetta

   Public Company Board Member   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   Switzerland

Pamela Daley

  

Public Company Board Member

  

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

  

U.S.

William S. Demchak

   The PNC Financial Services Group, Inc. - President, Chairman and Chief Executive Officer   

The PNC Financial Services Group, Inc.

One PNC Plaza Avenue

Pittsburgh, PA 15222

   U.S.

Jessica Einhorn

   Retired   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

William E. Ford

   General Atlantic Chief Executive Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Fabrizio Freda

   The Estée Lauder Companies Inc. - President and Chief Executive Officer   

The Estée Lauder Companies Inc.

767 Fifth Avenue, 40th Floor

New York, NY 10153

   Italy & U.S.

Murry S. Gerber

   Public Company Board Member   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Margaret L. Johnson

  

Microsoft Corporation - Executive Vice President of Business Development

  

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

  

U.S.

Sir Deryck Maughan

   Retired   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.K.

Cheryl D. Mills

   BlackIvy Group - Chief Executive Officer   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Gordon M. Nixon

   Public Company Board Member   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   Canada

Charles H. Robbins

   Cisco Systems, Inc. - Chief Executive Officer and Board Member   

Cisco Systems, Inc.

170 West Tasman Drive

San Jose, CA 95134

   U.S.

 

A-2


Ivan G. Seidenberg

   Retired   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Marco Antonio Slim Domit

   Grupo Financiero Inbursa, S.A.B. de C.V. - Chairman   

Grupo Financiero Inbursa

Av. Paseo de las Palmas, #736 Floor 1

Colonia Lomas de Chapultepec

C.P. 11000, México D.F.

   Mexico

Susan L. Wagner

   Public Company Board Member   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   U.S.

Mark Wilson

   Retired   

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

   New Zealand

 

 

A-3


Annex B

On January 17, 2017, BlackRock reached an agreement with the U.S. Securities and Exchange Commission (the SEC), resolving a matter regarding a provision in an old version of BlackRocks form employee separation agreement that the SEC found violated the Dodd Frank Acts whistleblower provisions. In the settlement with the SEC, BlackRock agreed to pay a $340,000 penalty and consented to the entry of an Administrative Order containing a finding that BlackRock violated Rule 21F-17 under the Act and ordering BlackRock to cease and desist from committing or causing any violations and any future violations of Rule 21F-17.

 

 

B-1


Annex C

Transactions in Shares

(60-day period ended on May 15, 2019)

 

Legal Entity   Trade Date         Amount      Trade Price     BUY/SELL     Execution Type
BlackRock Fund Advisors   March 18, 2019          210        28.30     BUY   ETF Create
BlackRock Fund Advisors   March 18, 2019          1,059        28.30     BUY   ETF Create
BlackRock Fund Advisors   March 18, 2019          -140        28.30     SELL   ETF Redeem
BlackRock Fund Advisors   March 18, 2019          5,456        28.30     BUY   ETF Create
BlackRock Fund Advisors   March 18, 2019          1,005        28.30     BUY   ETF Create
BlackRock Fund Advisors   March 18, 2019          -1,984        28.30     SELL   ETF Redeem
BlackRock Fund Advisors   March 18, 2019          1,412        28.30     BUY   ETF Create
BlackRock Fund Advisors   March 18, 2019          -1,696        28.31     SELL   SELL
BlackRock Asset Management Ireland Limited   March 19, 2019          13        27.91     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 19, 2019          134        27.91     BUY   BUY
BlackRock Fund Advisors   March 19, 2019          378        27.91     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 19, 2019          43        27.91     BUY   BUY
BlackRock Fund Advisors   March 19, 2019          126        27.91     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 19, 2019          102        27.91     BUY   BUY
BlackRock Fund Advisors   March 19, 2019          -980        27.91     SELL   ETF Redeem
BlackRock Fund Advisors   March 19, 2019          280        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          335        27.91     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 19, 2019          55        27.91     BUY   BUY
BlackRock Fund Advisors   March 19, 2019          87        27.91     BUY   BUY
BlackRock Asset Management Ireland Limited   March 19, 2019          830        27.91     BUY   BUY
BlackRock Fund Advisors   March 19, 2019          2,118        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          260        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          335        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          276        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          977        27.91     BUY   BUY
BlackRock Asset Management Canada Limited   March 19, 2019          120        27.91     BUY   ETF Create
BlackRock Fund Advisors   March 19, 2019          -264        27.91     SELL   ETF Redeem
BlackRock Fund Advisors   March 19, 2019          -528        27.91     SELL   ETF Redeem
BlackRock Investment Management, LLC   March 19, 2019          -763        27.91     SELL   SELL
BlackRock Financial Management, Inc.   March 20, 2019          7,995        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          536        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          1,990        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          1,412        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          -6,746        27.90     SELL   SELL
BlackRock Fund Advisors   March 20, 2019          -995        27.90     SELL   ETF Redeem

 

C-1


BlackRock Fund Advisors   March 20, 2019          -107        27.90     SELL       SELL
BlackRock Fund Advisors   March 20, 2019          -988        27.90     SELL   ETF Redeem    
BlackRock Fund Advisors   March 20, 2019          -670        27.90     SELL   ETF Redeem
BlackRock Fund Advisors   March 20, 2019          706        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          -13,130        27.90     SELL   SELL
BlackRock Fund Advisors   March 20, 2019          491        27.90     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 20, 2019          -7,995        27.90     SELL   ETF Redeem
BlackRock Fund Advisors   March 20, 2019          335        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          -7,179        27.90     SELL   SELL
BlackRock Fund Advisors   March 20, 2019          -128        27.90     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   March 20, 2019          238        27.90     BUY   BUY
BlackRock Fund Advisors   March 20, 2019          -1,776        27.90     SELL   SELL
BlackRock Fund Advisors   March 20, 2019          1,964        27.90     BUY   ETF Create
BlackRock Fund Advisors   March 20, 2019          -421        27.90     SELL   SELL
BlackRock Fund Advisors   March 20, 2019          -491        27.90     SELL   ETF Redeem
BlackRock Fund Advisors   March 20, 2019          -15,001        27.90     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 20, 2019          -211        27.93     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 21, 2019          -3,301        28.50     SELL   SELL
BlackRock Investment Management, LLC   March 21, 2019          637        28.60     BUY   BUY
BlackRock Fund Advisors   March 21, 2019          384        28.60     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 21, 2019          1,288        28.60     BUY   BUY
BlackRock Fund Advisors   March 21, 2019          246        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          706        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          -1,722        28.60     SELL   ETF Redeem
BlackRock Fund Advisors   March 21, 2019          4,910        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          402        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          2,118        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          1,412        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          -995        28.60     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   March 21, 2019          192        28.60     BUY   BUY
BlackRock Fund Advisors   March 21, 2019          536        28.60     BUY   ETF Create
BlackRock Fund Advisors   March 21, 2019          134        28.60     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 21, 2019          306        28.60     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 22, 2019          -3,463        28.47     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 22, 2019          5,318        28.29     BUY   BUY
BlackRock Fund Advisors   March 22, 2019          -335        28.29     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   March 22, 2019          150        28.29     BUY   BUY
BlackRock Asset Management Ireland Limited   March 22, 2019          1,116        28.29     BUY   BUY

 

C-2


BlackRock Asset Management Canada Limited   March 22, 2019          240        28.29     BUY   ETF Create    
BlackRock Fund Advisors   March 22, 2019          1,964        28.29     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 22, 2019          340        28.29     BUY   BUY
BlackRock Fund Advisors   March 22, 2019          -365        28.29     SELL       SELL
BlackRock Fund Advisors   March 22, 2019          506        28.29     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 22, 2019          790        28.29     BUY   BUY
BlackRock Fund Advisors   March 22, 2019          82        28.29     BUY   ETF Create
BlackRock Fund Advisors   March 22, 2019          -335        28.29     SELL   ETF Redeem
BlackRock Fund Advisors   March 22, 2019          353        28.29     BUY   ETF Create
BlackRock Fund Advisors   March 22, 2019          -11,784        28.29     SELL   ETF Redeem
BlackRock Fund Advisors   March 22, 2019          -2,688        28.29     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 25, 2019          -520        27.96     SELL   SELL
BlackRock Asset Management Canada Limited   March 25, 2019          120        27.96     BUY   ETF Create
BlackRock Fund Advisors   March 25, 2019          -670        27.96     SELL   ETF Redeem
BlackRock Fund Advisors   March 25, 2019          19        27.96     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 25, 2019          90        27.96     BUY   BUY
BlackRock Fund Advisors   March 25, 2019          1,765        27.96     BUY   ETF Create
BlackRock Fund Advisors   March 25, 2019          402        27.96     BUY   ETF Create
BlackRock Fund Advisors   March 25, 2019          275        27.96     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 25, 2019          -290        27.96     SELL   SELL
BlackRock Fund Advisors   March 25, 2019          -1,964        27.96     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 25, 2019          -2,126        28.01     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 25, 2019          -166        27.96     SELL   SELL
BlackRock Fund Advisors   March 25, 2019          494        27.96     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 26, 2019          -1,373        28.42     SELL   SELL
BlackRock Investment Management, LLC   March 26, 2019          179        28.30     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 26, 2019          -8,337        28.42     SELL   SELL
BlackRock Fund Advisors   March 26, 2019          201        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          -1,473        28.68     SELL   ETF Redeem
BlackRock Fund Advisors   March 26, 2019          335        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          180        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          12,002        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          264        28.68     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 26, 2019          -1,783        28.58     SELL   SELL
BlackRock Fund Advisors   March 26, 2019          -82        28.68     SELL   ETF Redeem
BlackRock Fund Advisors   March 26, 2019          988        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          -995        28.68     SELL   ETF Redeem

 

C-3


BlackRock Fund Advisors   March 26, 2019          706        28.68     BUY   ETF Create    
BlackRock Fund Advisors   March 26, 2019          1,100        28.68     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 26, 2019          -1,473        28.58     SELL       SELL
BlackRock Institutional Trust Company, National Association   March 26, 2019          -714        28.58     SELL   SELL
BlackRock Fund Advisors   March 26, 2019          1,964        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          2,118        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          2,475        28.68     BUY   ETF Create
BlackRock Fund Advisors   March 26, 2019          335        28.68     BUY   ETF Create
BlackRock Asset Management Canada Limited   March 26, 2019          -120        28.68     SELL   ETF Redeem
BlackRock Fund Advisors   March 26, 2019          -4,975        28.68     SELL   ETF Redeem
BlackRock Fund Advisors   March 27, 2019          -982        28.42     SELL   ETF Redeem
BlackRock Fund Advisors   March 27, 2019          -353        28.42     SELL   ETF Redeem
BlackRock Fund Advisors   March 27, 2019          109        28.33     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 27, 2019          1,472        28.42     BUY   BUY
BlackRock Asset Management Canada Limited   March 27, 2019          -120        28.42     SELL   ETF Redeem
BlackRock Fund Advisors   March 27, 2019          1,059        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 27, 2019          1,412        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 27, 2019          -115        28.42     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 27, 2019          -1,414        28.38     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 27, 2019          -520        28.39     SELL   SELL
BlackRock Fund Advisors   March 27, 2019          1,059        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 27, 2019          -2,985        28.42     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 27, 2019          -451        28.38     SELL   SELL
BlackRock Fund Advisors   March 27, 2019          3,437        28.42     BUY   ETF Create
BlackRock Asset Management Ireland Limited   March 27, 2019          180        28.42     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 27, 2019          -2,523        28.42     SELL   SELL
BlackRock Fund Advisors   March 27, 2019          1,765        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 27, 2019          706        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 27, 2019          335        28.42     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 27, 2019          -1,472        28.42     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 27, 2019          -1,166        28.38     SELL   SELL
BlackRock Fund Advisors   March 27, 2019          1,765        28.42     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 27, 2019          -2,366        28.39     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 28, 2019          -642        28.26     SELL   SELL

 

C-4


BlackRock Fund Advisors   March 28, 2019          706        28.26     BUY   ETF Create    
BlackRock Fund Advisors   March 28, 2019          2,824        28.26     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   March 28, 2019          -141        28.28     SELL       SELL
BlackRock Asset Management Ireland Limited   March 28, 2019          421        28.26     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 28, 2019          -1,566        28.27     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 28, 2019          -4,657        28.27     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 28, 2019          -879        28.26     SELL   SELL
BlackRock Fund Advisors   March 28, 2019          184        28.26     BUY   ETF Create
BlackRock Fund Advisors   March 28, 2019          460        28.26     BUY   ETF Create
BlackRock Asset Management Canada Limited   March 28, 2019          499        28.26     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 28, 2019          -4,223        28.26     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 28, 2019          -4,565        28.28     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 28, 2019          -698        28.27     SELL   SELL
BlackRock Asset Management Ireland Limited   March 28, 2019          150        28.26     BUY   BUY
BlackRock Asset Management Ireland Limited   March 29, 2019          6        28.42     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 29, 2019          -4,294        28.42     SELL   SELL
BlackRock Investment Management (UK) Limited   March 29, 2019          -3,764        28.42     SELL   SELL
BlackRock Fund Advisors   March 29, 2019          -19,900        28.42     SELL   ETF Redeem
BlackRock Fund Advisors   March 29, 2019          1,412        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          495        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          157        28.42     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 29, 2019          -22,592        28.42     SELL   SELL
BlackRock Fund Advisors   March 29, 2019          -168        28.42     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 29, 2019          -393        28.34     SELL   SELL
BlackRock Institutional Trust Company, National Association   March 29, 2019          8,205        28.42     BUY   BUY
BlackRock Institutional Trust Company, National Association   March 29, 2019          -2,022        28.33     SELL   SELL
BlackRock Fund Advisors   March 29, 2019          -2,112        28.42     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   March 29, 2019          -491        28.33     SELL   SELL
BlackRock Fund Advisors   March 29, 2019          1,059        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          -982        28.42     SELL   ETF Redeem
BlackRock Fund Advisors   March 29, 2019          1,473        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          1,059        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          495        28.42     BUY   ETF Create
BlackRock Fund Advisors   March 29, 2019          138        28.42     BUY   ETF Create

 

C-5


BlackRock Fund Advisors   March 29, 2019          -264        28.42     SELL       ETF Redeem    
BlackRock Institutional Trust Company, National Association   March 29, 2019          10,556        28.42     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 1, 2019          -335        28.32     SELL   SELL
BlackRock Asset Management Ireland Limited   April 1, 2019          -228        28.35     SELL   SELL
BlackRock Fund Advisors   April 1, 2019          495        28.35     BUY   ETF Create
BlackRock Fund Advisors   April 1, 2019          1,412        28.35     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 1, 2019          -598        28.30     SELL   SELL
BlackRock Fund Advisors   April 1, 2019          201        28.35     BUY   ETF Create
BlackRock Advisors, LLC   April 1, 2019          717        28.25     BUY   BUY
BlackRock Fund Advisors   April 1, 2019          1,990        28.35     BUY   ETF Create
BlackRock Fund Advisors   April 1, 2019          995        28.35     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 2, 2019          69,200        27.99     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 2, 2019          42,161        27.99     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 2, 2019          180        27.99     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 2, 2019          -174        27.96     SELL   SELL
BlackRock Asset Management Ireland Limited   April 2, 2019          510        27.99     BUY   BUY
BlackRock Fund Advisors   April 2, 2019          706        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          360        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          492        27.99     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 2, 2019          -191        28.00     SELL   SELL
BlackRock Fund Advisors   April 2, 2019          995        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          1,990        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          -2,455        27.99     SELL   ETF Redeem
BlackRock Asset Management Canada Limited   April 2, 2019          120        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          335        27.99     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 2, 2019          -1,116        27.99     SELL   SELL
BlackRock Advisors, LLC   April 2, 2019          827        27.99     BUY   BUY
BlackRock Fund Advisors   April 2, 2019          1,964        27.99     BUY   ETF Create
BlackRock Fund Advisors   April 2, 2019          -66        27.99     SELL   ETF Redeem
BlackRock Fund Advisors   April 2, 2019          201        27.99     BUY   ETF Create
BlackRock Asset Management Canada Limited   April 2, 2019          120        27.99     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 3, 2019          -111,361        28.58     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 3, 2019          120        29.30     BUY   ETF Create
BlackRock Fund Advisors   April 3, 2019          982        29.30     BUY   ETF Create
BlackRock Fund Advisors   April 3, 2019          230        29.30     BUY   ETF Create
BlackRock Fund Advisors   April 3, 2019          1,990        29.30     BUY   ETF Create
BlackRock Fund Advisors   April 3, 2019          -256        29.30     SELL   ETF Redeem
BlackRock Fund Advisors   April 3, 2019          -462        29.30     SELL   ETF Redeem

 

C-6


BlackRock Fund Advisors   April 3, 2019          995        29.30     BUY   ETF Create    
BlackRock Fund Advisors   April 3, 2019          335        29.30     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 3, 2019          -193        28.81     SELL       SELL
BlackRock Fund Advisors   April 3, 2019          995        29.30     BUY   ETF Create
BlackRock Fund Advisors   April 3, 2019          495        29.30     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 3, 2019          102        29.30     BUY   BUY
BlackRock Asset Management Ireland Limited   April 4, 2019          13        29.48     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 4, 2019          -120        29.48     SELL   SELL
BlackRock Fund Advisors   April 4, 2019          736        29.48     BUY   ETF Create
BlackRock Fund Advisors   April 4, 2019          -330        29.48     SELL   ETF Redeem
BlackRock Fund Advisors   April 4, 2019          -670        29.48     SELL   ETF Redeem
BlackRock Fund Advisors   April 4, 2019          1,059        29.48     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 4, 2019          -882        29.46     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 4, 2019          -154        29.42     SELL   SELL
BlackRock Fund Advisors   April 4, 2019          1,990        29.48     BUY   ETF Create
BlackRock Fund Advisors   April 4, 2019          -1,990        29.48     SELL   ETF Redeem
BlackRock Fund Advisors   April 4, 2019          -330        29.48     SELL   ETF Redeem
BlackRock Fund Advisors   April 4, 2019          1,180        29.48     BUY   ETF Create
BlackRock Fund Advisors   April 5, 2019          17        29.37     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 5, 2019          -259        29.39     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 5, 2019          -2,658        29.36     SELL   SELL
BlackRock Fund Advisors   April 5, 2019          -335        29.37     SELL   ETF Redeem
BlackRock Fund Advisors   April 5, 2019          -335        29.37     SELL   ETF Redeem
BlackRock Fund Advisors   April 5, 2019          353        29.37     BUY   ETF Create
BlackRock Fund Advisors   April 5, 2019          -1,005        29.37     SELL   ETF Redeem
BlackRock Fund Advisors   April 5, 2019          -201        29.37     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 5, 2019          -556        29.34     SELL   SELL
BlackRock Fund Advisors   April 5, 2019          10,311        29.37     BUY   ETF Create
BlackRock Fund Advisors   April 5, 2019          -335        29.37     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 5, 2019          -783        29.36     SELL   SELL
BlackRock Fund Advisors   April 5, 2019          1,059        29.37     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 5, 2019          -1,021        29.34     SELL   SELL
BlackRock Fund Advisors   April 5, 2019          -982        29.37     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 5, 2019          1,119        29.37     BUY   BUY

 

C-7


BlackRock Asset Management Ireland Limited   April 5, 2019          -79        29.37     SELL       SELL
BlackRock Asset Management Ireland Limited   April 5, 2019          68        29.37     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 5, 2019          -1,069        29.34     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 8, 2019          154        29.49     BUY   BUY
BlackRock Financial Management, Inc.   April 8, 2019          724        29.49     BUY   ETF Create    
BlackRock Fund Advisors   April 8, 2019          -69        29.49     SELL   SELL
BlackRock Asset Management Ireland Limited   April 8, 2019          -1,492        29.49     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 8, 2019          -1,218        29.41     SELL   SELL
BlackRock Asset Management Canada Limited   April 8, 2019          -240        29.49     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 8, 2019          -1,024        29.47     SELL   SELL
BlackRock Fund Advisors   April 8, 2019          670        29.49     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 8, 2019          -604        29.43     SELL   SELL
BlackRock Fund Advisors   April 8, 2019          1,964        29.49     BUY   ETF Create
BlackRock Fund Advisors   April 8, 2019          990        29.49     BUY   ETF Create
BlackRock Fund Advisors   April 8, 2019          1,765        29.49     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 8, 2019          -2,711        29.43     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 8, 2019          -688        29.47     SELL   SELL
BlackRock Fund Advisors   April 8, 2019          -2,475        29.49     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 9, 2019          -484        29.47     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 9, 2019          -1,388        29.47     SELL   SELL
BlackRock Asset Management Ireland Limited   April 9, 2019          421        29.45     BUY   BUY
BlackRock Fund Advisors   April 9, 2019          1,485        29.45     BUY   ETF Create
BlackRock Investment Management, LLC   April 9, 2019          -1,700        29.45     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 9, 2019          3,777        29.53     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 9, 2019          -2,419        29.47     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 9, 2019          -406        29.55     SELL   SELL
BlackRock International Limited   April 9, 2019          -4,155        29.45     SELL   SELL
BlackRock Fund Advisors   April 9, 2019          552        29.45     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 9, 2019          -1,514        29.50     SELL   SELL
BlackRock Fund Advisors   April 9, 2019          184        29.45     BUY   ETF Create
BlackRock Fund Advisors   April 9, 2019          -825        29.45     SELL   ETF Redeem
BlackRock Fund Advisors   April 9, 2019          1,412        29.45     BUY   ETF Create
BlackRock Fund Advisors   April 9, 2019          1,792        29.45     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 10, 2019          -2,944        30.99     SELL   SELL
BlackRock Fund Advisors   April 10, 2019          5,694        31.13     BUY   BUY

 

C-8


BlackRock Fund Advisors   April 10, 2019          995        31.13     BUY   ETF Create    
BlackRock Fund Advisors   April 10, 2019          353        31.13     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 10, 2019          419        31.13     BUY   BUY
BlackRock Fund Advisors   April 10, 2019          -335        31.13     SELL       ETF Redeem
BlackRock Fund Advisors   April 10, 2019          -335        31.13     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 10, 2019          -419        31.13     SELL   SELL
BlackRock (Luxembourg) S.A.   April 10, 2019          -2,367        29.46     SELL   SELL
BlackRock Fund Advisors   April 10, 2019          706        31.13     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 10, 2019          -357        31.09     SELL   SELL
BlackRock Fund Advisors   April 10, 2019          -2,946        31.13     SELL   ETF Redeem
BlackRock Fund Advisors   April 10, 2019          -3,437        31.13     SELL   ETF Redeem
BlackRock Fund Advisors   April 10, 2019          38        31.13     BUY   ETF Create
BlackRock Fund Advisors   April 10, 2019          -132        31.13     SELL   ETF Redeem
BlackRock Fund Advisors   April 10, 2019          995        31.13     BUY   ETF Create
BlackRock Fund Advisors   April 10, 2019          -410        31.13     SELL   ETF Redeem
BlackRock Fund Advisors   April 10, 2019          495        31.13     BUY   ETF Create
BlackRock Fund Advisors   April 10, 2019          201        31.13     BUY   ETF Create
BlackRock Asset Management Canada Limited   April 10, 2019          120        31.13     BUY   ETF Create
BlackRock Fund Advisors   April 10, 2019          706        31.13     BUY   ETF Create
BlackRock Fund Advisors   April 10, 2019          -275        31.13     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 11, 2019          3,262        30.78     BUY   ETF Create
BlackRock Asset Management Canada Limited   April 11, 2019          120        30.78     BUY   ETF Create
BlackRock Fund Advisors   April 11, 2019          -275        30.78     SELL   ETF Redeem
BlackRock Fund Advisors   April 11, 2019          1,765        30.78     BUY   ETF Create
BlackRock Fund Advisors   April 11, 2019          -67        30.78     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 11, 2019          -869        30.82     SELL   SELL
BlackRock Fund Advisors   April 11, 2019          706        30.78     BUY   ETF Create
BlackRock Asset Management Canada Limited   April 11, 2019          120        30.78     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 11, 2019          -388        30.85     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 11, 2019          -516        30.82     SELL   SELL
BlackRock Fund Advisors   April 11, 2019          83        30.99     BUY   BUY
BlackRock Asset Management Ireland Limited   April 11, 2019          -51        30.78     SELL   SELL
BlackRock Fund Advisors   April 11, 2019          -491        30.78     SELL   ETF Redeem
BlackRock Fund Advisors   April 11, 2019          -1,012        30.78     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 11, 2019          -2,493        30.85     SELL   SELL

 

C-9


BlackRock Institutional Trust Company, National Association   April 12, 2019          -789        30.78     SELL       SELL
BlackRock Institutional Trust Company, National Association   April 12, 2019          -2,090        30.78     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 12, 2019          -1,431        30.79     SELL   SELL
BlackRock Fund Advisors   April 12, 2019          1,765        30.83     BUY   ETF Create    
BlackRock Fund Advisors   April 12, 2019          138        30.83     BUY   ETF Create
BlackRock Fund Advisors   April 12, 2019          437        30.83     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 12, 2019          -3,225        30.83     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 12, 2019          -245        30.81     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 12, 2019          -6,650        30.78     SELL   SELL
BlackRock Fund Advisors   April 12, 2019          -1,066        30.83     SELL   ETF Redeem
BlackRock Fund Advisors   April 12, 2019          1,412        30.83     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 12, 2019          -1,371        30.79     SELL   SELL
BlackRock Fund Advisors   April 12, 2019          201        30.83     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 12, 2019          419        30.83     BUY   BUY
BlackRock Asset Management Ireland Limited   April 15, 2019          13        31.67     BUY   BUY
BlackRock Fund Advisors   April 15, 2019          2,471        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 15, 2019          1,012        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 15, 2019          1,412        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 15, 2019          -1,012        31.67     SELL   ETF Redeem
BlackRock Fund Advisors   April 15, 2019          -18,003        31.67     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 15, 2019          -79        31.67     SELL   SELL
BlackRock Fund Advisors   April 15, 2019          495        31.67     BUY   ETF Create
BlackRock Investment Management (UK) Limited   April 15, 2019          -873        31.67     SELL   ETF Redeem
BlackRock Investment Management (UK) Limited   April 15, 2019          873        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 15, 2019          -164        31.67     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 15, 2019          -171        31.67     SELL   SELL
BlackRock Investment Management, LLC   April 15, 2019          -590        31.67     SELL   SELL
BlackRock Advisors, LLC   April 15, 2019          1,029        31.67     BUY   BUY
BlackRock Fund Advisors   April 15, 2019          -1,473        31.67     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 16, 2019          13        31.95     BUY   BUY
BlackRock Fund Advisors   April 16, 2019          335        31.95     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 16, 2019          -1,598        31.88     SELL   SELL
BlackRock Fund Advisors   April 16, 2019          353        31.95     BUY   ETF Create
BlackRock Fund Advisors   April 16, 2019          -1,765        31.95     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 16, 2019          418        31.95     BUY   BUY
BlackRock Fund Advisors   April 16, 2019          -128        31.95     SELL   ETF Redeem

 

C-10


BlackRock Fund Advisors   April 16, 2019          -66        31.95     SELL       ETF Redeem    
BlackRock Fund Advisors   April 16, 2019          201        31.95     BUY   ETF Create
BlackRock Fund Advisors   April 16, 2019          2,946        31.95     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 16, 2019          -594        31.83     SELL   SELL
BlackRock Fund Advisors   April 16, 2019          115        31.95     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 16, 2019          -141        31.83     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 16, 2019          -468        31.88     SELL   SELL
BlackRock Fund Advisors   April 16, 2019          460        31.95     BUY   ETF Create
BlackRock Fund Advisors   April 16, 2019          -706        31.95     SELL   ETF Redeem
BlackRock Fund Advisors   April 16, 2019          1,012        31.95     BUY   ETF Create
BlackRock Fund Advisors   April 16, 2019          706        31.95     BUY   ETF Create
BlackRock Fund Advisors   April 16, 2019          -8,825        31.95     SELL   ETF Redeem
BlackRock Advisors (UK) Limited   April 17, 2019          6,520        31.75     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 17, 2019          28        31.75     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 17, 2019          2,138        31.77     BUY   BUY
BlackRock Fund Advisors   April 17, 2019          -706        31.75     SELL   ETF Redeem
BlackRock Fund Advisors   April 17, 2019          -1,412        31.75     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 17, 2019          -624        31.77     SELL   SELL
BlackRock Fund Advisors   April 17, 2019          -1,964        31.75     SELL   ETF Redeem
BlackRock Fund Advisors   April 17, 2019          268        31.75     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 17, 2019          -171        31.75     SELL   SELL
BlackRock Fund Advisors   April 18, 2019          -1,012        31.71     SELL   ETF Redeem
BlackRock Fund Advisors   April 18, 2019          495        31.71     BUY   ETF Create
BlackRock Fund Advisors   April 18, 2019          -2,304        31.71     SELL   ETF Redeem
BlackRock Fund Advisors   April 18, 2019          -1,925        31.71     SELL   ETF Redeem
BlackRock Fund Advisors   April 18, 2019          -5,892        31.71     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   April 22, 2019          868        31.62     BUY   BUY
BlackRock Fund Advisors   April 22, 2019          5,892        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 22, 2019          1,765        31.67     BUY   ETF Create
BlackRock Fund Advisors   April 22, 2019          503        31.49     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 22, 2019          1,374        31.67     BUY   BUY
BlackRock Advisors (UK) Limited   April 23, 2019          -6,520        31.47     SELL   SELL
BlackRock Fund Advisors   April 23, 2019          1,765        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          -820        31.61     SELL   ETF Redeem

 

C-11


BlackRock Fund Advisors   April 23, 2019          201        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          -495        31.61     SELL       ETF Redeem    
BlackRock Fund Advisors   April 23, 2019          706        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          1,765        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          1,765        31.61     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 23, 2019          -1,375        31.61     SELL   SELL
BlackRock Fund Advisors   April 23, 2019          201        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          460        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          2,455        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          -335        31.61     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   April 23, 2019          -373        31.61     SELL   SELL
BlackRock Fund Advisors   April 23, 2019          1,964        31.61     BUY   ETF Create
BlackRock Fund Advisors   April 23, 2019          1,059        31.61     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 24, 2019          -5,400        31.73     SELL   ETF Redeem
BlackRock Fund Advisors   April 24, 2019          115        31.73     BUY   ETF Create
BlackRock Fund Advisors   April 24, 2019          -128        31.73     SELL   ETF Redeem
BlackRock Fund Advisors   April 24, 2019          2,028        31.73     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 24, 2019          170        31.73     BUY   BUY
BlackRock Asset Management Ireland Limited   April 24, 2019          170        31.73     BUY   BUY
BlackRock Asset Management Ireland Limited   April 24, 2019          374        31.73     BUY   BUY
BlackRock Fund Advisors   April 24, 2019          1,059        31.73     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 24, 2019          204        31.73     BUY   BUY
BlackRock Asset Management Ireland Limited   April 24, 2019          -374        31.73     SELL   SELL
BlackRock Institutional Trust Company, National Association   April 25, 2019          -3,606        30.72     SELL   SELL
BlackRock Fund Advisors   April 25, 2019          -603        30.60     SELL   ETF Redeem
BlackRock Fund Advisors   April 25, 2019          2,028        30.60     BUY   ETF Create
BlackRock Fund Advisors   April 25, 2019          1,765        30.60     BUY   ETF Create
BlackRock Investment Management, LLC   April 25, 2019          -686        30.60     SELL   SELL
BlackRock Fund Advisors   April 25, 2019          4,236        30.60     BUY   ETF Create
BlackRock Asset Management Canada Limited   April 26, 2019          240        32.04     BUY   ETF Create
BlackRock Fund Advisors   April 26, 2019          495        32.04     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 26, 2019          -685        32.04     SELL   SELL
BlackRock Asset Management Ireland Limited   April 26, 2019          -79        32.04     SELL   SELL
BlackRock Asset Management Ireland Limited   April 26, 2019          217        32.04     BUY   BUY
BlackRock Fund Advisors   April 26, 2019          181        32.04     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 26, 2019          748        32.04     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 26, 2019          -3,087        31.85     SELL   SELL
BlackRock Fund Advisors   April 26, 2019          3,928        32.04     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 26, 2019          279        32.04     BUY   BUY
BlackRock Fund Advisors   April 26, 2019          1,412        32.04     BUY   ETF Create
BlackRock Fund Advisors   April 26, 2019          1,412        32.04     BUY   ETF Create

 

C-12


BlackRock Asset Management Ireland Limited   April 29, 2019          6        30.71     BUY       BUY
BlackRock Fund Advisors   April 29, 2019          353        30.71     BUY   ETF Create    
BlackRock Fund Advisors   April 29, 2019          1,049        31.10     BUY   BUY
BlackRock Fund Advisors   April 29, 2019          1,765        30.71     BUY   ETF Create
BlackRock Fund Advisors   April 29, 2019          -670        30.71     SELL   ETF Redeem
BlackRock Fund Advisors   April 29, 2019          125        30.95     BUY   BUY
BlackRock Fund Advisors   April 29, 2019          -640        30.71     SELL   ETF Redeem
BlackRock Asset Management Canada Limited   April 30, 2019          120        31.29     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   April 30, 2019          1,377        31.29     BUY   BUY
BlackRock Institutional Trust Company, National Association   April 30, 2019          650        31.28     BUY   BUY
BlackRock Fund Advisors   April 30, 2019          222        31.12     BUY   BUY
BlackRock Asset Management Canada Limited   April 30, 2019          -128        31.29     SELL   SELL
BlackRock Fund Advisors   April 30, 2019          496        31.29     BUY   ETF Create
BlackRock Asset Management Ireland Limited   April 30, 2019          420        31.29     BUY   BUY
BlackRock Fund Advisors   April 30, 2019          1,059        31.29     BUY   ETF Create
BlackRock Fund Advisors   April 30, 2019          353        31.29     BUY   ETF Create
BlackRock Fund Advisors   April 30, 2019          1,765        31.29     BUY   ETF Create
BlackRock Fund Advisors   April 30, 2019          -198        31.29     SELL   ETF Redeem
BlackRock Fund Advisors   April 30, 2019          9,346        31.21     BUY   BUY
BlackRock Advisors, LLC   April 30, 2019          -932        31.29     SELL   SELL
BlackRock Fund Advisors   April 30, 2019          2,118        31.29     BUY   ETF Create
BlackRock Fund Advisors   April 30, 2019          3,200        31.29     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          17        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          -1,017        31.12     SELL   ETF Redeem
BlackRock Fund Advisors   May 1, 2019          2,946        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          161        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          357        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          -132        31.12     SELL   ETF Redeem
BlackRock Fund Advisors   May 1, 2019          460        31.12     BUY   ETF Create
BlackRock Institutional Trust Company, National Association   May 1, 2019          942        31.13     BUY   BUY
BlackRock Fund Advisors   May 1, 2019          -256        31.12     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   May 1, 2019          627        31.12     BUY   BUY
BlackRock Fund Advisors   May 1, 2019          496        31.12     BUY   ETF Create
BlackRock Advisors, LLC   May 1, 2019          48        31.11     BUY   BUY
BlackRock Fund Advisors   May 1, 2019          246        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          992        31.12     BUY   ETF Create
BlackRock Fund Advisors   May 1, 2019          982        31.12     BUY   ETF Create
BlackRock Asset Management Ireland Limited   May 1, 2019          186        31.12     BUY   BUY
BlackRock Fund Advisors   May 1, 2019          -491        31.12     SELL   ETF Redeem

 

C-13


BlackRock Fund Advisors   May 2, 2019          -134        31.01     SELL       ETF Redeem    
BlackRock Fund Advisors   May 2, 2019          353        31.01     BUY   ETF Create
BlackRock Fund Advisors   May 2, 2019          -1,017        31.01     SELL   ETF Redeem
BlackRock Fund Advisors   May 2, 2019          -2,034        31.01     SELL   ETF Redeem
BlackRock Fund Advisors   May 2, 2019          -2,034        31.01     SELL   ETF Redeem
BlackRock Fund Advisors   May 2, 2019          -198        31.01     SELL   ETF Redeem
BlackRock Asset Management Ireland Limited   May 2, 2019          -79        31.01     SELL   SELL
BlackRock Fund Advisors   May 2, 2019          992        31.01     BUY   ETF Create
BlackRock Fund Advisors   May 3, 2019          2,034        31.24     BUY   ETF Create
BlackRock Investment Management, LLC   May 3, 2019          -486        31.24     SELL   SELL
BlackRock Institutional Trust Company, National Association   May 3, 2019          633        31.24     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 3, 2019          -5,896        31.16     SELL   SELL
BlackRock Fund Advisors   May 3, 2019          1,765        31.24     BUY   ETF Create
BlackRock Fund Advisors   May 3, 2019          -2,034        31.24     SELL   ETF Redeem
BlackRock Fund Advisors   May 3, 2019          6,969        31.24     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 6, 2019          688        30.90     BUY   BUY
BlackRock Fund Advisors   May 6, 2019          -896        31.02     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   May 6, 2019          195        30.98     BUY   BUY
BlackRock Fund Advisors   May 6, 2019          -268        31.02     SELL   ETF Redeem
BlackRock Fund Advisors   May 6, 2019          -512        31.02     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   May 6, 2019          30        31.02     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 6, 2019          273        30.97     BUY   BUY
BlackRock Fund Advisors   May 6, 2019          210        31.02     BUY   BUY
BlackRock Fund Advisors   May 6, 2019          -2,034        31.02     SELL   ETF Redeem
BlackRock Institutional Trust Company, National Association   May 7, 2019          819        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          235        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          796        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          978        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          8,507        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          24,055        30.64     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          377        30.52     BUY   BUY

 

C-14


BlackRock Institutional Trust Company, National Association   May 7, 2019          177        30.67     BUY       BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          123        30.52     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          81        30.67     BUY   BUY
BlackRock Institutional Trust Company, National Association   May 7, 2019          2,421        30.64     BUY   BUY
BlackRock Fund Advisors   May 8, 2019          -222        33.10     SELL   SELL
BlackRock Fund Advisors   May 8, 2019          -3,167        33.07     SELL   SELL
BlackRock Institutional Trust Company, National Association   May 9, 2019          -688        32.91     SELL   ETF Redeem    
BlackRock Fund Advisors   May 10, 2019          -4,964        32.79     SELL   SELL
BlackRock Advisors, LLC   May 10, 2019          -61        32.78     SELL   SELL
BlackRock Institutional Trust Company, National Association   May 13, 2019          -1,312        32.92     SELL   SELL

 

C-15