Filing Details
- Accession Number:
- 0001144204-19-015351
- Form Type:
- 13D Filing
- Publication Date:
- 2019-03-21 16:03:05
- Filed By:
- Healthcor Management LP
- Company:
- Corindus Vascular Robotics Inc.
- Filing Date:
- 2019-03-21
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| HealthCor Management | 0 | 19,981,655 | 0 | 19,981,655 | 19,981,655 | |
| HealthCor Associates | 0 | 19,981,655 | 0 | 19,981,655 | 19,981,655 | |
| HealthCor Hybrid Offshore Master Fund | 0 | 19,981,655 | 0 | 19,981,655 | 19,981,655 | |
| HealthCor Hybrid Offshore GP | 0 | 19,981,655 | 0 | 19,981,655 | 19,981,655 | |
| HealthCor Group | 0 | 19,981,655 | 0 | 19,981,655 | 19,981,655 | |
| HealthCor Partners Management | 0 | 32,500,478 | 0 | 32,500,478 | 32,500,478 | |
| HealthCor Partners Management GP | 0 | 32,500,478 | 0 | 32,500,478 | 32,500,478 | |
| HealthCor Partners Fund | 0 | 17,090,941 | 0 | 17,090,941 | 17,090,941 | |
| HealthCor Partners | 0 | 17,090,941 | 0 | 17,090,941 | 17,090,941 | |
| HealthCor Partners II | 0 | 15,409,537 | 0 | 15,409,537 | 15,409,537 | |
| HealthCor Partners Fund II | 0 | 15,409,537 | 0 | 15,409,537 | 15,409,537 | |
| HealthCor Partners GP | 0 | 32,500,478 | 0 | 32,500,478 | 32,500,478 | |
| Arthur Cohen | 0 | 52,482,133 | 0 | 52,482,133 | 52,482,133 | |
| Joseph Healey | 0 | 52,482,133 | 0 | 52,482,133 | 52,482,133 | |
| Jeffrey C. Lightcap | 0 | 32,500,478 | 0 | 32,500,478 | 32,500,478 |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)
Corindus Vascular Robotics, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
218730109
(CUSIP Number)
HealthCor Management, L.P.
55 Hudson Yards, 28th Floor
New York, New York 10001
Attention: Anabelle Perez Gray
(212) 622-7731
With a Copy to:
Eugene W. McDermott, Jr.
Locke Lord LLP
2800 Financial Plaza
Providence, RI 02903
(401) 276-6471
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 18, 2019
(Dates of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act by shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP 218730109 | Schedule 13D | Page 2 of 19 |
| 1 | name of reporting person HealthCor Management, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 19,981,655 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 19,981,655 |
| 11 | aggregate amount beneficially owned by each reporting person 19,981,655 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 9.7% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 3 of 19 |
| 1 | name of reporting person HealthCor Associates, LLC | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 19,981,655 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 19,981,655 |
| 11 | aggregate amount beneficially owned by each reporting person 19,981,655 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 9.7% |
| 14 | type or report person OO – limited liability company |
| CUSIP 218730109 | Schedule 13D | Page 4 of 19 |
| 1 | name of reporting person HealthCor Hybrid Offshore Master Fund, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds WC |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Cayman Islands |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 19,981,655 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 19,981,655 |
| 11 | aggregate amount beneficially owned by each reporting person 19,981,655 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 9.7% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 5 of 19 |
| 1 | name of reporting person HealthCor Hybrid Offshore GP, LLC | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 19,981,655 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 19,981,655 |
| 11 | aggregate amount beneficially owned by each reporting person 19,981,655 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 9.7% |
| 14 | type or report person OO – limited liability company |
| CUSIP 218730109 | Schedule 13D | Page 6 of 19 |
| 1 | name of reporting person HealthCor Group, LLC | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 19,981,655 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 19,981,655 |
| 11 | aggregate amount beneficially owned by each reporting person 19,981,655 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 9.7% |
| 14 | type or report person OO – limited liability company |
| CUSIP 218730109 | Schedule 13D | Page 7 of 19 |
| 1 | name of reporting person HealthCor Partners Management, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 32,500,478 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 32,500,478 |
| 11 | aggregate amount beneficially owned by each reporting person 32,500,478 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 15.8% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 8 of 19 |
| 1 | name of reporting person HealthCor Partners Management GP, LLC | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 32,500,478 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 32,500,478 |
| 11 | aggregate amount beneficially owned by each reporting person 32,500,478 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 15.8% |
| 14 | type or report person OO – limited liability company |
| CUSIP 218730109 | Schedule 13D | Page 9 of 19 |
| 1 | name of reporting person HealthCor Partners Fund, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds WC |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 17,090,941 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 17,090,941 |
| 11 | aggregate amount beneficially owned by each reporting person 17,090,941 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 8.3% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 10 of 19 |
| 1 | name of reporting person HealthCor Partners, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 17,090,941 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 17,090,941 |
| 11 | aggregate amount beneficially owned by each reporting person 17,090,941 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 8.3% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 11 of 19 |
| 1 | name of reporting person HealthCor Partners II, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 15,409,537 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 15,409,537 |
| 11 | aggregate amount beneficially owned by each reporting person 15,409,537 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 7.5% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 12 of 19 |
| 1 | name of reporting person HealthCor Partners Fund II, L.P. | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds WC |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 15,409,537 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 15,409,537 |
| 11 | aggregate amount beneficially owned by each reporting person 15,409,537 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 7.5% |
| 14 | type or report person PN |
| CUSIP 218730109 | Schedule 13D | Page 13 of 19 |
| 1 | name of reporting person HealthCor Partners GP, LLC | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization Delaware |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 32,500,478 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 32,500,478 |
| 11 | aggregate amount beneficially owned by each reporting person 32,500,478 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 15.8% |
| 14 | type or report person OO – limited liability company |
| CUSIP 218730109 | Schedule 13D | Page 14 of 19 |
| 1 | name of reporting person Arthur Cohen | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization United States |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 52,482,133 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 52,482,133 |
| 11 | aggregate amount beneficially owned by each reporting person 52,482,133 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 25.5% |
| 14 | type or report person IN |
| CUSIP 218730109 | Schedule 13D | Page 15 of 19 |
| 1 | name of reporting person Joseph Healey | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization United States |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 52,482,133 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 52,482,133 |
| 11 | aggregate amount beneficially owned by each reporting person 52,482,133 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 25.5% |
| 14 | type or report person IN |
| CUSIP 218730109 | Schedule 13D | Page 16 of 19 |
| 1 | name of reporting person Jeffrey C. Lightcap | |
| 2 | check the appropriate box if a member of the group | (a) ¨ (b) x |
| 3 | sec use only |
| 4 | source of funds AF |
| 5 | check box if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) ¨ |
| 6 | citizenship or place of organization United States |
| number of shares beneficially owned by each reporting person with | 7 | sole voting power 0 |
| 8 | shared voting power 32,500,478 | |
| 9 | sole dispositive power 0 | |
| 10 | shared dispositive power 32,500,478 |
| 11 | aggregate amount beneficially owned by each reporting person 32,500,478 |
| 12 | check box if the aggregate amount in row (11) excludes certain shares ¨ |
| 13 | percent of class represented by amount in row(11) 15.8% |
| 14 | type or report person IN |
| CUSIP 218730109 | Schedule 13D | Page 17 of 19 |
Schedule 13D
This Amendment No. 1 (this “Amendment”) amends and supplements the beneficial ownership statement on Schedule 13D originally filed on March 8, 2017 (the “Original Statement”) on behalf of HealthCor Management, L.P., HealthCor Associates, LLC, HealthCor Hybrid Offshore Master Fund, L.P., HealthCor Hybrid Offshore GP, LLC, HealthCor Group, LLC, HealthCor Partners Management, L.P., HealthCor Partners Management GP LLC, HealthCor Partners Fund LP, HealthCor Partners L.P., HealthCor Partners II L.P., HealthCor Partners Fund II, L.P., HealthCor Partners GP, LLC, Arthur Cohen, Joseph Healey and Jeffrey C. Lightcap. The Original Statement, as amended by this Amendment (the “Statement”), relates to the shares of Common Stock of Corindus Vascular Robotics, Inc., par value $0.0001 per share (the “Common Stock”).
Capitalized terms used herein but not defined shall have the meanings ascribed to them in the Original Statement. This Amendment amends the Original Statement as specifically set forth herein. Except as set forth below, all previous Items in the Original Statement remain unchanged.
This Amendment is being filed to reflect a decrease in the percentage of the outstanding class represented by the shares of Common Stock owned by the Reporting Persons, resulting from an increase in the number of shares of Common Stock outstanding as reported by the Issuer in its filings with the Securities and Exchange Commission. There has been no change in the number of shares of Common Stock beneficially owned by the Reporting Persons.
| Item 2. | Identity and Background |
Item 2(b) of the Original Statement is hereby amended and revised to reflect that the address of each of Management, Associates, Hybrid Fund, Hybrid GP, Group, Partners Management, Partners Management GP, HCP Fund, HCPLP, HCP2LP, HCPII Fund, HCPGP and Mr. Healey is 55 Hudson Yards, 28th Floor, New York, New York 10001.
| Item 5. | Interest in Securities of the Issuer. |
The first paragraph of Item 5 of the Original Statement is hereby amended and restated as follows:
(a) Collectively, the Reporting Persons beneficially own an aggregate of 52,482,133 shares of Common Stock. This aggregate amount represents approximately 25.5% of the Issuer’s outstanding common stock, based upon 206,212,607 shares outstanding as of March 12, 2019, as reported on the Issuer’s most recent Annual Report on Form 10-K filed on March 18, 2019.
| CUSIP 218730109 | Schedule 13D | Page 18 of 19 |
SIGNATURES
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct.
Date: March 21, 2019
| HEALTHCOR MANAGEMENT, L.P. | ||
| By: HealthCor Associates, LLC, its general partner | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR PARTNERS MANAGEMENT, L.P. | ||
| By: HealthCor Partners Management GP, LLC, its general partner | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR HYBRID OFFshore gp, llc | ||
| for itself and as general partner on behalf of | ||
| HEALTHCOR HYBRID OFFSHORE MASTER FUND, L.P. | ||
| By: HealthCor Group, LLC, its general partner | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR partners, L.P. | ||
| for itself and as general partner on behalf of | ||
| HEALTHCOR PARTNERS FUND, LP | ||
| By: HealthCor Partners GP, LLC, its general partner | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR partners II, L.P. | ||
| for itself and as general partner on behalf of | ||
| HEALTHCOR PARTNERS FUND II, LP | ||
| By: HealthCor Partners GP, LLC, its general partner | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| CUSIP 218730109 | Schedule 13D | Page 19 of 19 |
| HEALTHCOR ASSOCIATES, LLC | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR GROUP, LLC | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR partners management gp, LLC | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| HEALTHCOR partNers gp, LLC | ||
| By: | /s/ Anabelle P. Gray | |
| Name: | Anabelle P. Gray | |
| Title: | General Counsel | |
| JEFFREY C. LIGHTCAP, Individually | ||
| /s/ Jeffrey C. Lightcap | ||
| ARTHUR COHEN, Individually | ||
| /s/ Arthur Cohen | ||
| JOSEPH HEALEY, Individually | ||
| /s/ Joseph Healey | ||