Filing Details

Accession Number:
0001144204-19-007978
Form Type:
13G Filing
Publication Date:
2019-02-14 14:07:24
Filed By:
Weil John D
Company:
Phi Inc (NASDAQ:PHIKQ)
Filing Date:
2019-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
John D. Weil 41,972 80,841, 41,972 80,841, 122,813, 4.23%
Filing

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 14 )*

  

PHI, Inc.

 

(Name of Issuer)

 

Voting Common Stock

 

(Title of Class of Securities)

 

6933T 10 6

 

(CUSIP Number)

 

December 31, 2018

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

xRule 13d-1(c)

 

¨Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No.  6933T 10 6 13G  

 

 

1

 

 

 

Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (entities only)

 

John D. Weil

 

2

 

 

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

 

3

 

 

 

SEC Use Only

 

 

4

 

 

 

Citizenship or Place of Organization

 

Missouri

 

Number of

 

Shares

 

5

 

 

 

Sole Voting Power

 

41,972

 

Beneficially

 

Owned by

 

6

 

 

 

Shared Voting Power

 

80,841, subject to disclaimer in Item 4 below.

 

Each

 

Reporting

 

7

 

 

 

Sole Dispositive Power

 

41,972

 

Person With

 

 

 

8

 

 

 

Shared Dispositive Power

 

80,841, subject to disclaimer in Item 4 below.

 

9

 

 

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

122,813, subject to disclaimer in Item 4 below.

 

10

 

 

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

¨

 

 

11

 

 

 

Percent of Class Represented by Amount in Row (9)

 

4.23%

 

12

 

 

 

Type of Reporting Person (See Instructions)

 

IN 

       

 

 

 

CUSIP No.  6933T 10 6 13G  

 

Item 1. (a) Name of Issuer
     
    Phi, Inc. – Voting Common Stock
     
  (b) Address of Issuer’s Principal Executive Offices
     
    2001 SE Evangeline Thruway, Lafayette, LA 70508
     
Item 2. (a) Name of Person Filing
     
    John D. Weil
     
  (b) Address of Principal Business Office, or if none, Residence
     
    4625 Lindell, Blvd. Suite 335
    St. Louis, MO 63108
     
Item 3.   NA
     
Item 4.   Ownership.

 

(a) Amount beneficially owned: 122,813, subject to disclaimer in note 1(c) below. (1)
       
(b) Percent of Class: 4.23%
       
(c) Number of Shares as to which the person has:  
       
  (i) Sole power to vote or direct the vote: 41,972
       
  (ii) Shared power to vote or direct the vote: 80,841, subject to disclaimer in note 1(c) below.(1)
       
  (iii) Sole power to dispose or to direct the disposition of: 41,972
       
  (iv) Shared power to dispose or to direct the disposition of: 80,841, subject to disclaimer in note 1(c) below. (1)

 

Percentage figures are based on 2,905,757 shares of Voting Common Stock (the “Shares”) outstanding as of the Issuer’s 10-Q filing for the quarter ended September 30, 2018 with the SEC.

 

(1)The number of Shares over which Mr. Weil has shared voting and dispositive power includes:

 

(a)2,285 Shares held in trusts for the benefit of Mr. Weil’s siblings and their descendants with respect to which he serves as a co-trustee.
(b)10,437 Shares held in limited partnerships, in each case with respect to which Mr. Weil serves as a general partner with a non-controlling voting interest.
(c)An aggregate of 68,119 Shares are beneficially owned by or for the benefit of various members of Mr. Weil’s extended family. Mr. Weil disclaims any beneficial ownership in such Shares.

 

 

 

CUSIP No.  6933T 10 6 13G  

 

Item 5.Ownership of 5 Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [x].

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

N/A

 

Item 8.Identification and Classification of Members of the Group

 

N/A

 

Item 9.Notice of Dissolution of Group

 

N/A

 

Item 10.Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

    /s/ John D. Weil  
Dated:    February 14, 2019 John D. Weil