Mackay Shields Llc

at Mainstay Mackay Municipal Income Opportunities Fund (MMIOX), 2024-03-25
at Rivernorth Managed Duration Municipal Income Fund Ii Inc. (RMMZ), 2022-02-11
Sub-Adviser at Rivernorth Flexible Municipal Income Fund Ii Inc. (RFMZ), 2021-02-24
at Rivernorth Managed Duration Municipal Income Fund Inc. (RMM), 2019-07-25
at Rivernorth Opportunistic Municipal Income Fund Inc. (RMI), 2018-10-26
Large Shareholder, Other at Exide Technologies (NONE), 2015-05-12
Other at Mainstay Definedterm Municipal Opportunities Fund (MMD), 2012-06-27
Other at First Trust High Income Longort Fund (FSD), 2010-09-27