Affiliations
- Cfo at Sws Group Inc (SWS), 2013-08-23
| Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
| SWS | $6.08 | 4,107 | Officer | 19,454 | 2012-02-21 | Filing |
| SWS | $5.59 | 4,467 | Officer | 15,347 | 2011-11-16 | Filing |
| SWS | $5.47 | 4,570 | Officer | 10,880 | 2011-09-14 | Filing |