Filing Details

Accession Number:
0001140361-12-030117
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-15 13:34:03
Reporting Period:
2012-06-14
Filing Date:
2012-06-15
Accepted Time:
2012-06-15 12:34:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533344 J. Paul Kardish 2210 Woodland Drive
Manitowoc WI 54220
Vp - General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-14 1,900 $2.09 4,900 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $2.75 2021-11-07 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-07 100,000 100,000 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.06 to $2.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 7, 2011, vests and becomes exercisable in 20% increments on November 7, 2012, 2013, 2014, 2015 and 2016, respectively