Filing Details
- Accession Number:
- 0001127602-12-019714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-08 18:06:34
- Reporting Period:
- 2012-06-06
- Filing Date:
- 2012-06-08
- Accepted Time:
- 2012-06-08 18:06:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Starbucks Coffee Cap | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-06 | 5,986 | $22.87 | 138,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-06 | 16,534 | $8.64 | 155,237 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-06 | 33,549 | $11.14 | 188,786 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-06 | 56,069 | $53.31 | 132,717 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-06-06 | 5,986 | $0.00 | 0 | $22.87 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-06-06 | 16,534 | $0.00 | 0 | $8.64 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-06-06 | 33,549 | $0.00 | 0 | $11.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-19 | No | 4 | M | Direct | |
| 16,534 | 2018-11-17 | No | 4 | M | Direct | |
| 12,849 | 2019-03-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $53.18 to $53.4515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 23,945 shares, became exercisable in one increment of 5,987 shares on November 19, 2008, and three increments of 5,986 shares each on November 19, 2009, November 19, 2010 and November 19, 2011.
- The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011, and becomes exercisable as to one increment of 16,534 shares on November 17, 2012.
- The option, representing a right to purchase a total of 51,398 shares, became exercisable in two increments of 12,850 shares each on March 17, 2010 and March 17, 2011, and one increment of 12,849 shares on March 17, 2012, and becomes exercisable as to one increment of 12,849 shares on March 17, 2013.
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