Filing Details
- Accession Number:
- 0001127602-12-019446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-06 09:57:54
- Reporting Period:
- 2012-06-05
- Filing Date:
- 2012-06-06
- Accepted Time:
- 2012-06-06 09:57:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASBC | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526943 | Christopher Moral-Niles Del | Associated Banc-Corp 1200 Hansen Road Green Bay WI 54304 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Disposition | 2012-06-05 | 4,061 | $11.88 | 46,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par Value - Restricted Stock Unit | 14,629 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $12.97 | 2022-01-23 | 37,184 | 37,184 | Direct | |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | $14.04 | 2022-03-23 | 4,703 | 4,703 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-01-23 | 37,184 | 37,184 | Direct |
| 2022-03-23 | 4,703 | 4,703 | Direct |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
