Filing Details

Accession Number:
0001181431-12-034563
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-06-05 13:22:45
Reporting Period:
2012-05-29
Filing Date:
2012-06-05
Accepted Time:
2012-06-05 13:22:45
Original Submission Date:
2012-05-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332314 G Barry Caldwell 1911 Walker Ave
Monrovia CA 91016
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-29 5,000 $8.86 241,839 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amendment is being filed to change the transaction code to correctly reflect the nature of the purchase.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.79 to $8.96, inclusive.
  3. Following the reported transaction Mr. Caldwell's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 491,838 shares of Common Stock, which includes 249,999 vested stock options and 30,000 performance accelerated restricted shares. He also holds 100,001 unvested stock options.