Filing Details

Accession Number:
0001179110-12-008380
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-14 17:54:47
Reporting Period:
2012-05-10
Filing Date:
2012-05-14
Accepted Time:
2012-05-14 16:54:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386926 Kkr Financial Holdings Llc KFN Finance Services (6199) 113801844
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192055 Paul Hazen C/O Kkr Financial Holdings Llc
555 California Street, 50Th Floor
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-05-10 11,467 $8.76 564,806 No 4 P Indirect See Footnote
Common Shares Acquisiton 2012-05-10 11,300 $8.81 576,106 No 4 P Indirect See Footnote
Common Shares Acquisiton 2012-05-10 11,200 $8.81 587,306 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Consists of 11,467 common shares acquired by the Brandt Hazen Gift Trust 2005 (the "Brandt Trust"). Mr. Hazen is an investment advisor to the Brandt Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brandt Trust.
  2. Consists of 11,300 common shares acquired by the Brooke Hazen 2005 Gift Trust (the "Brooke Trust"). Mr. Hazen is an investment advisor to the Brooke Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brooke Trust.
  3. Consists of 11,200 common shares acquired by the David Duron 2005 Gift Trust (the "Duron Trust", and together with the Brandt Trust and the Brooke Trust, the "Trusts"). Mr. Hazen is an investment advisor to the Duron Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Duron Trust.
  4. Consists of 530,989 common shares held directly by Mr. Hazen and 56,317 common shares held directly by the Trusts. Mr. Hazen disclaims any beneficial ownership in the common shares held by the Trusts.