Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-05-11 19:04:24
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2012-05-11 19:04:24
Original Submission Date:
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483009 Rajiv Ramaswami 5300 California Avenue
Irvine CA 92617
Evp&gm, Infrastructure Net Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Class A Common Stock Disposition 2012-05-09 3,000 $33.64 209,793
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $33.60 to $33.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes (i) 13,527 shares that are held as Class A common stock and (ii) 196,266 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
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