Filing Details

Accession Number:
0001104659-12-018985
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-16 18:00:14
Reporting Period:
2012-03-14
Filing Date:
2012-03-16
Filing Date Changed:
2012-03-16
Accepted Time:
2012-03-16 18:00:14
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings, Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334318 J Robert Zatta C/o Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock, Par Value $0.01 Acquisiton 2012-03-14 3,087 $32.39 122,622
Common Stock, Par Value $0.01 Acquisiton 2012-03-14 36,689 $9.18 159,311
Common Stock, Par Value $0.01 Disposition 2012-03-14 2,900 $51.57 156,411
Common Stock, Par Value $0.01 Disposition 2012-03-14 25,066 $52.48 131,345
Common Stock, Par Value $0.01 Disposition 2012-03-14 8,723 $53.04 122,622
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2012-03-14 3,087 $0.00 3,087 $32.39
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2012-03-14 36,689 $0.00 36,689 $9.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-14 No 4 M Direct
0 2015-12-12 No 4 M Direct
Footnotes
  1. The price reported above reflects the weighted average sale price for price increments ranging from $50.96 to $51.905. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. The price reported above reflects the weighted average sale price for price increments ranging from $52.00 to $52.99. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. The price reported above reflects the weighted average sale price for price increments ranging from $53.00 to $53.12. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. These time-based options were granted on December 14, 2007 and vested in three equal annual installments beginning on December 31, 2008.
  5. These time-based options were granted on December 12, 2008 and vested in three equal annual installments beginning on December 31, 2009.
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