Filing Details
- Accession Number:
- 0001104659-12-018985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-16 19:00:14
- Reporting Period:
- 2012-03-14
- Filing Date:
- 2012-03-16
- Accepted Time:
- 2012-03-16 18:00:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334318 | J Robert Zatta | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2012-03-14 | 3,087 | $32.39 | 122,622 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2012-03-14 | 36,689 | $9.18 | 159,311 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-03-14 | 2,900 | $51.57 | 156,411 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-03-14 | 25,066 | $52.48 | 131,345 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-03-14 | 8,723 | $53.04 | 122,622 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2012-03-14 | 3,087 | $0.00 | 3,087 | $32.39 |
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2012-03-14 | 36,689 | $0.00 | 36,689 | $9.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-14 | No | 4 | M | Direct | |
| 0 | 2015-12-12 | No | 4 | M | Direct |
Footnotes
- The price reported above reflects the weighted average sale price for price increments ranging from $50.96 to $51.905. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported above reflects the weighted average sale price for price increments ranging from $52.00 to $52.99. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported above reflects the weighted average sale price for price increments ranging from $53.00 to $53.12. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These time-based options were granted on December 14, 2007 and vested in three equal annual installments beginning on December 31, 2008.
- These time-based options were granted on December 12, 2008 and vested in three equal annual installments beginning on December 31, 2009.
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