Filing Details
- Accession Number:
- 0001209191-12-027208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-09 19:59:17
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2012-05-09
- Filing Date Changed:
- 2012-05-09
- Accepted Time:
- 2012-05-09 20:59:17
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet, Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497552 | James Johnson | 35 E. Wacker Drive Suite 2400 Chicago IL 60601 |
Director | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-05-07 | 3,735 | $12.43 | 731,633 |
| Common Stock | Disposition | 2012-05-07 | 2,379 | $12.43 | 466,117 |
| Common Stock | Disposition | 2012-05-07 | 110 | $12.43 | 21,659 |
| Common Stock | Disposition | 2012-05-08 | 4,952 | $12.26 | 726,681 |
| Common Stock | Disposition | 2012-05-08 | 3,155 | $12.26 | 462,962 |
| Common Stock | Disposition | 2012-05-08 | 147 | $12.26 | 21,512 |
| Common Stock | Disposition | 2012-05-09 | 328 | $12.01 | 726,353 |
| Common Stock | Disposition | 2012-05-09 | 210 | $12.01 | 462,752 |
| Common Stock | Disposition | 2012-05-09 | 10 | $12.01 | 21,502 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Apex Investment Fund IV L.P |
| No | 4 | S | Indirect | By Apex Investment Fund V |
| No | 4 | S | Indirect | By Apex Strategic Partners IV L.P. |
| No | 4 | S | Indirect | By Apex Investment Fund IV L.P |
| No | 4 | S | Indirect | By Apex Investment Fund V |
| No | 4 | S | Indirect | By Apex Strategic Partners IV L.P. |
| No | 4 | S | Indirect | By Apex Investment Fund IV L.P |
| No | 4 | S | Indirect | By Apex Investment Fund V |
| No | 4 | S | Indirect | By Apex Strategic Partners IV L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,774 | Direct |
Footnotes
- Sale pursuant to a 10b5-1 Plan.
- Average share sales price.
- Mr. Johnson is a Managing Member of Apex Management IV, LLC, which is the sole general partner of Apex Investment Fund IV, L.P. and the Manager of Apex Strategic Partners IV, LLC. Mr. Johnson is also a Member of Apex Management V, LLC, the sole general partner of Apex Investment Fund V, L.P. Mr. Johnson shares voting and dispositive power over the securities held by these funds. Mr. Johnson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
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