Filing Details

Accession Number:
0001144204-12-026016
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-05-03 20:32:47
Reporting Period:
2012-05-01
Filing Date:
2012-05-03
Filing Date Changed:
2012-05-03
Accepted Time:
2012-05-03 21:32:47
Original Submission Date:
2012-05-01
Issuer
Cik Name Symbol Sector (SIC) IRS No
704384 Biovest International Inc BVTI Pharmaceutical Preparations (2834) 411412084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189294 Ltd Fund Master Laurus C/o Laurus Capital Management, Llc
420 Lexington Ave., Suite 2840
New York NY 10170
No No Yes Yes
1296341 Llc Management Capital Laurus 420 Lexington Ave.,
Suite 2840
New York NY 10170
No No Yes Yes
1413179 Valens Capital Management, Llc C/o Laurus Capital Management, Llc
420 Lexington Ave., Suite 2840
New York NY 10170
No No Yes Yes
1413180 Valens U.s. Spv I, Llc C/o Laurus Capital Management, Llc
420 Lexington Ave., Suite 2840
New York NY 10170
No No Yes Yes
1420984 Valens Offshore Spv I, Ltd. 335 Madison Avenue, 10Th Floor
New York NY 10170
No No Yes Yes
1465346 Ltd Debt Structured Psource C/o Laurus Capital Management, Llc
420 Lexington Ave., Suite 2840
New York NY 10170
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-01 5,734 $0.40 1,849,525
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-01 3,164 $0.40 1,021,023
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-01 22,356 $0.40 7,211,763
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-01 14,046 $0.40 4,531,371
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-02 6,563 $0.40 1,842,962
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-02 3,623 $0.40 1,017,400
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-02 25,591 $0.40 7,186,172
Common Stock, Par Value $0.01 Per Share Disposition 2012-05-02 16,079 $0.40 4,515,292
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Laurus Master Fund, Ltd.
No 4 S Indirect By Valens U.S. SPV I, LLC
No 4 S Indirect By Valens Offshore SPV I, Ltd.
No 4 S Indirect By PSource Structured Debt Ltd.
No 4 S Indirect By Laurus Master Fund, Ltd.
No 4 S Indirect By Valens U.S. SPV I, LLC
No 4 S Indirect By Valens Offshore SPV I, Ltd.
No 4 S Indirect By PSource Structured Debt Ltd.
Footnotes
  1. Laurus Master Fund, Ltd. (in Liquidation), a Cayman Islands company (the "Fund") is in liquidation under the supervision of the Grand Court of the Cayman Islands. The Joint Official Liquidators ("JOLs") are Chris Johnson and Russell Smith of Johnson Smith Associates, Ltd. The JOLs have discretion over the management of the Fund and the disposition of its assets, including the securities owned by the Fund reported in this statement. Laurus Capital Management, LLC ("LCM") provides day-to-day investment management services to the Fund and its two feeder funds concerning their respective assets, including the securities owned by the Fund reported in this statement, subject to certain oversight and preapproval rights of the JOLs and LCM's obligations to the Fund under the Seventh Amended and Restated Investment Management Agreement dated as of April 26, 2007, as amended, restated, modified and/or supplemented from time to time; (Continued in footnote 2)
  2. all of the foregoing are subject to specific directions otherwise given by the JOLs at their discretion. PSource Structured Debt Limited, a Guernsey company ("PSource") is managed by LCM, subject to certain preapproval rights of the board of directors of PSource. Valens Capital Management, LLC ("VCM") serves as investment manager to Valens U.S. SPV I, LLC, a Delaware limited liability company and Valens Offshore SPV I, Ltd., a Cayman Islands company. The JOLs share voting and investment power over the securities owned by the Fund. Each of the JOLs, LCM and VCM disclaims beneficial ownership of the securities reported herein except to the extent of such person's pecuniary interest, if any. (Continued in footnote 3).
  3. The filing of this statement shall not be deemed an admission that any person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any equity securities covered by or described in this statement.
  4. Shares owned directly by Laurus Master Fund, Ltd.
  5. Shares owned directly by Valens U.S. SPV I, LLC
  6. Shares owned directly by Valens Offshore SPV I, Ltd.
  7. Shares owned directly by PSource Structured Debt Ltd.
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