Filing Details

Accession Number:
0001209191-12-025881
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-03 19:59:50
Reporting Period:
2012-05-01
Filing Date:
2012-05-03
Accepted Time:
2012-05-03 19:59:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311173 Michael Johnson 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-01 175,580 $12.32 1,082,453 No 4 M Direct
Common Stock Disposition 2012-05-01 4,775 $70.58 1,077,678 No 4 S Direct
Common Stock Disposition 2012-05-01 23,625 $69.87 1,054,053 No 4 S Direct
Common Stock Disposition 2012-05-01 29,930 $68.70 1,024,123 No 4 S Direct
Common Stock Disposition 2012-05-01 58,050 $68.05 966,073 No 4 S Direct
Common Stock Disposition 2012-05-01 44,032 $66.91 922,041 No 4 S Direct
Common Stock Disposition 2012-05-01 15,168 $66.08 906,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2012-05-01 175,580 $0.00 175,580 $12.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,480 2013-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 79,420 Indirect Beneficially owned through Spouse's GRAT
Common Stock 79,420 Indirect Beneficially owned through GRAT
Common Stock 113,122 Indirect Beneficially owned through Michael O. Johnson IRA
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2011.
  2. This transaction was executed in multiple trades at prices ranging from $70.45 to $70.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $69.44 to $70.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $68.43 to $69.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $67.42 to $68.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $66.41 to $67.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $65.40 to $66.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  8. These options were fully vested as of June 30, 2008.
  9. These options were granted on April 3, 2003 and were scheduled to expire and would no longer be exercisable as of April 3, 2013.