Filing Details
- Accession Number:
- 0000919574-12-002896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-25 19:27:02
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-04-25
- Filing Date Changed:
- 2012-04-25
- Accepted Time:
- 2012-04-25 20:27:02
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1476719 | Crumbs Bake Shop, Inc. | CRMB | Bakery Products (2050) | 271215274 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949853 | Corp Capital P.a.w. | 4 Greenwich Office Park 3Rd Floor Greenwich CT 06831 |
No | No | Yes | No | |
| 1020015 | A Peter Wright | 4 Greenwich Office Park 3Rd Floor Greenwich CT 06831 |
No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-02 | 13,300 | $3.71 | 455,400 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-05 | 5,400 | $3.72 | 460,800 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-05 | 16,000 | $3.72 | 476,800 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-06 | 277 | $3.64 | 477,077 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-08 | 110 | $3.75 | 477,187 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-12 | 2,699 | $3.73 | 479,886 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-13 | 1,114 | $3.71 | 481,000 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-13 | 4,500 | $3.71 | 485,500 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-14 | 5,000 | $3.73 | 490,500 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-15 | 10,419 | $3.70 | 500,919 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-16 | 12,499 | $3.67 | 513,418 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-19 | 2,300 | $3.68 | 515,718 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-20 | 4,282 | $3.74 | 520,000 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-28 | 2,000 | $3.70 | 522,000 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-03-28 | 15,000 | $3.65 | 537,000 |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-04-04 | 13,000 | $3.60 | 550,000 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
| No | 4 | P | Indirect | See footnote. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Warrants to purchase Common Stock | Acquisiton | 2012-03-09 | 1,000 | $0.15 | 1,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 135,000 | 2016-08-19 | No | 4 | P | Indirect |
Footnotes
- The securities reported herein are held in the account of pooled investment vehicles. These securities may be deemed to be beneficially owned by (i) P.A.W. Capital Corp. by virtue of its role as the general partner of the investment adviser of such pooled investment vehicles and (ii) Peter A. Wright by virtue of his role as owner of P.A.W. Capital Corp. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The reported securities are presently exercisable.
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