Filing Details

Accession Number:
0001181431-12-019115
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-22 18:34:04
Reporting Period:
2012-03-21
Filing Date:
2012-03-22
Accepted Time:
2012-03-22 18:34:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370291 First California Financial Group Inc. FCAL State Commercial Banks (6022) 383737811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392539 Guk Chong Kum 3027 Townsgate Road, Suite 300
Westlake Village CA 91361
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2012-03-21 28,356 $5.29 403,702 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 28,356 shares of restricted common stock were granted to the reporting person on March 21, 2012 which restricted shares vest in three equal annual installments on each of March 21, 2013, 2014 and 2015. The closing price per share of the issuer's stock as of that date was $5.29 per share.
  2. Includes previously reported 300,000 restricted shares of common stock granted on July 20, 2011, of which 150,000 restricted shares are subject to time-based vesting pursuant to which 50,000 of these restricted shares will vest on each of March 20, 2012, 2013 and 2014 and the remaining 150,000 restricted shares are subject to performance-based vesting pursuant to which 50,000 shares will vest on each of March 20, 2012, 2013 and 2014 provided that certain performance measure are achieved with respect to the fiscal year ending immediately prior to the applicable vesting date. Failure to achieve the performance measures will result in forfeiture of the shares of restricted stock subject to the applicable vesting date. Includes13,805 shares of restricted stock granted on February 25, 2009 that vest in five equal annual installments on each of February 25, 2010, 2011, 2012, 2013 and 2014.