Filing Details
- Accession Number:
- 0001127602-12-010728
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-15 13:33:09
- Reporting Period:
- 2012-03-13
- Filing Date:
- 2012-03-15
- Accepted Time:
- 2012-03-15 13:33:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203069 | C A James Kennedy | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-03-13 | 80,000 | $21.73 | 441,195 | No | 4 | M | Indirect | James A.C. Kennedy LLC |
| Common Stock | Disposition | 2012-03-13 | 27,173 | $63.96 | 414,022 | No | 4 | F | Indirect | James A.C. Kennedy LLC |
| Common Stock | Acquisiton | 2012-03-14 | 15,400 | $21.73 | 504,889 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-03-14 | 28 | $61.46 | 504,917 | No | 5 | A | Direct | |
| Common Stock | Disposition | 2012-03-14 | 15,400 | $63.90 | 489,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | James A.C. Kennedy LLC |
| No | 4 | F | Indirect | James A.C. Kennedy LLC |
| No | 4 | M | Direct | |
| No | 5 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-03-13 | 80,000 | $0.00 | 80,000 | $21.73 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-03-13 | 27,173 | $0.00 | 27,173 | $63.96 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-03-14 | 15,400 | $0.00 | 0 | $21.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-11 | 2013-12-11 | No | 4 | M | Indirect |
| 27,173 | 2012-03-13 | 2013-12-11 | No | 4 | A | Indirect |
| 0 | 2004-12-11 | 2013-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 361,335 | Indirect | 2010 Kennedy Grantor Retained Annunity Trust |
| Common Stock | 1,000,000 | Indirect | 2011 Grantor Retained Annuity Trust VI |
| Common Stock | 485,119 | Indirect | 2008 Kennedy Family Trust |
Footnotes
- Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- 12/11/2003 Grant - The option vests 20% annually over a 5 year period beginning on 12/11/2004.
- These shares were previously reported as directly owned, but were transferred to the James A.C. Kennedy LLC on 11/18/2008.
- 03/13/2012 Replenishment Grant - option vests 100% immediately.
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