Filing Details

Accession Number:
0001209191-12-016637
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-07 19:20:32
Reporting Period:
2012-02-29
Filing Date:
2012-03-07
Accepted Time:
2012-03-07 19:20:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414035 Yves Sisteron 35 E. Wacker Drive
Suite 2400
Chicago IL 60601
Director Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-29 4,500 $12.84 4,500 No 4 P Direct
Common Stock Acquisiton 2012-03-01 4,500 $12.55 9,000 No 4 P Direct
Common Stock Acquisiton 2012-03-02 1,000 $12.20 10,000 No 4 P Direct
Common Stock Acquisiton 2012-03-06 5,000 $11.74 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 449,411 Indirect By GRP II Investors, L.P.
Common Stock 209,156 Indirect By GRP II Partners, L.P.
Common Stock 1,595,746 Indirect By GRPVC
Footnotes
  1. Average share purchase price.
  2. GRPVC, L.P. is the general partner of GRP II Partners, L.P. GRP Management Services Corporation is the general partner of each of GRPVC, L.P. and GRP II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of GRP II Partners, L.P. Pursuant to contractual arrangements, GRP II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by GRP II Partners, L.P. (Continued to footnote 3)
  3. While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRPVC, L.P., GRP II Partners, L.P. and GRP II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.