Filing Details
- Accession Number:
- 0001181431-12-015317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 18:21:44
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-07
- Filing Date Changed:
- 2012-03-07
- Accepted Time:
- 2012-03-07 18:21:44
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079609 | R Henry Silverman | 9 West 57Th Street, 43Rd Floor New York NY 10019 |
Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Class A Shares | Acquisiton | 2012-03-05 | 277,778 | $9.00 | 540,935 |
| Class A Shares | Disposition | 2012-03-05 | 227,933 | $13.99 | 313,002 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Shares | Share Option (Right to Buy) | Disposition | 2012-03-05 | 277,778 | $0.00 | 277,778 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-31 | 2021-01-21 | No | 4 | M | Direct |
Footnotes
- The reporting person obtained the Class A shares as a result of the exercise of a portion of the share options granted to the reporting person pursuant to the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "Options").
- Consists of Class A shares withheld by the issuer in order to satisfy (i) the reporting person's obligations for the payment of the exercise price and (ii) tax withholding obligations arising in connection with his exercise of the Options.
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