Filing Details
- Accession Number:
- 0001234452-12-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-07 17:16:24
- Reporting Period:
- 2012-03-05
- Filing Date:
- 2012-03-07
- Filing Date Changed:
- 2012-03-07
- Accepted Time:
- 2012-03-07 17:16:24
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 902269 | M Irwin Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 |
Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-01 | 66,379 | $0.00 | 3,070,027 |
| Common Stock | Acquisiton | 2012-03-05 | 12,500 | $17.47 | 3,082,527 |
| Common Stock | Disposition | 2012-03-05 | 12,500 | $62.20 | 3,070,027 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-03-05 | 12,500 | $0.00 | 12,500 | $17.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 168,762 | 2012-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,874 | Direct | |
| Common Stock | 7,729,339 | Indirect | By GRAT |
| Common Stock | 7,729,339 | Indirect | by GRAT S |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
- The sale prices for this transaction ranged from $62.17 to $62.27. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
- Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
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