Filing Details
- Accession Number:
- 0001181431-12-014917
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-03-06 18:55:41
- Reporting Period:
- 2012-03-02
- Filing Date:
- 2012-03-06
- Filing Date Changed:
- 2012-03-06
- Accepted Time:
- 2012-03-06 18:55:41
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406086 | Robin Hughes | 1911 Walker Ave Monrovia CA 91016 |
Vice President, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-03-02 | 100 | $10.94 | 57,900 |
| Common Stock | Disposition | 2012-03-02 | 100 | $10.95 | 57,800 |
| Common Stock | Disposition | 2012-03-02 | 100 | $10.98 | 57,700 |
| Common Stock | Disposition | 2012-03-02 | 200 | $10.99 | 57,500 |
| Common Stock | Disposition | 2012-03-02 | 600 | $11.00 | 56,900 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.01 | 56,800 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.02 | 56,700 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.03 | 56,600 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.04 | 56,500 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.05 | 56,400 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.06 | 56,300 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.10 | 56,200 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.12 | 56,100 |
| Common Stock | Disposition | 2012-03-02 | 100 | $11.14 | 56,000 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Includes 7,500 Performance Accelerated Restricted Shares (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- Following the reported transactions Mr. Hughes' total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 132,665 shares of Common Stock, which includes 76,665 stock options that have vested or will vest within 60 days of this report and 7,500 PARS. As of the completion of the reported transactions Mr. Hughes also held 33,335 unvested stock options.
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