Filing Details

Accession Number:
0001140361-12-011933
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-29 17:31:18
Reporting Period:
2012-02-27
Filing Date:
2012-02-29
Accepted Time:
2012-02-29 17:31:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885721 Express Scripts Inc ESRX Retail-Drug Stores And Proprietary Stores (5912) 431420563
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451222 J. Keith Ebling C/O Express Scripts, Inc.
One Express Way
St. Louis MO 63121
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-27 20,960 $9.66 133,555 No 4 M Direct
Common Stock Disposition 2012-02-27 11,122 $53.63 122,433 No 4 S Direct
Common Stock Acquisiton 2012-02-27 8,011 $0.00 130,444 No 4 A Direct
Common Stock Acquisiton 2012-02-27 4,241 $0.00 134,685 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2012-02-27 20,960 $0.00 20,960 $9.66
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Acquisiton 2012-02-27 55,610 $0.00 55,610 $53.05
Express Scripts, Inc. Common Stock Non-Qualified Stock Option (Right-to-Buy) Acquisiton 2012-02-27 8,208 $0.00 8,208 $53.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-03-01 No 4 M Direct
53,610 2019-02-27 No 4 A Direct
8,208 2019-02-27 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95,100 Indirect By spouse trust
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on May 27, 2011.
  2. Options vest in three equal installments on the first three anniversaries of the grant date.
  3. Employee Stock Option granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan.
  4. Grant of Restricted Stock Units pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
  5. Options veswt in three equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
  6. Employee Stock Option granted pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan.
  7. Grant of Restricted Stock Units, contingent upon consummation of the transaction set forth in the Agreement and Plan of Merger with Medco Health Solutions, Inc. dated July 20, 2011 ("Medco Merger"). Awards vest in full on February 28, 2014, provided that the Medco Merger transaction is consummated.
  8. Employee Stock Options, contingent upon consummation of the transaction set forth in the Agreement and Plan of Merger with Medco Health Solutions, Inc. dated July 20, 2011 ("Medco Merger"). Options vest in full on February 28, 2014, provided that the Medco Merger transaction is consummated.