Filing Details
- Accession Number:
- 0001140361-12-011933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-29 17:31:18
- Reporting Period:
- 2012-02-27
- Filing Date:
- 2012-02-29
- Filing Date Changed:
- 2012-02-29
- Accepted Time:
- 2012-02-29 17:31:18
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 885721 | Express Scripts Inc | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 431420563 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451222 | J. Keith Ebling | C/o Express Scripts, Inc. One Express Way St. Louis MO 63121 |
Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-27 | 20,960 | $9.66 | 133,555 |
| Common Stock | Disposition | 2012-02-27 | 11,122 | $53.63 | 122,433 |
| Common Stock | Acquisiton | 2012-02-27 | 8,011 | $0.00 | 130,444 |
| Common Stock | Acquisiton | 2012-02-27 | 4,241 | $0.00 | 134,685 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2012-02-27 | 20,960 | $0.00 | 20,960 | $9.66 |
| Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Acquisiton | 2012-02-27 | 55,610 | $0.00 | 55,610 | $53.05 |
| Express Scripts, Inc. Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Acquisiton | 2012-02-27 | 8,208 | $0.00 | 8,208 | $53.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-01 | No | 4 | M | Direct | |
| 53,610 | 2019-02-27 | No | 4 | A | Direct | |
| 8,208 | 2019-02-27 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 95,100 | Indirect | By spouse trust |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on May 27, 2011.
- Options vest in three equal installments on the first three anniversaries of the grant date.
- Employee Stock Option granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan.
- Grant of Restricted Stock Units pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
- Options veswt in three equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
- Employee Stock Option granted pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan.
- Grant of Restricted Stock Units, contingent upon consummation of the transaction set forth in the Agreement and Plan of Merger with Medco Health Solutions, Inc. dated July 20, 2011 ("Medco Merger"). Awards vest in full on February 28, 2014, provided that the Medco Merger transaction is consummated.
- Employee Stock Options, contingent upon consummation of the transaction set forth in the Agreement and Plan of Merger with Medco Health Solutions, Inc. dated July 20, 2011 ("Medco Merger"). Options vest in full on February 28, 2014, provided that the Medco Merger transaction is consummated.
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