Filing Details

Accession Number:
0000049071-12-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-28 16:01:53
Reporting Period:
2012-02-27
Filing Date:
2012-02-28
Accepted Time:
2012-02-28 16:01:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441437 Todoroff M Christopher Humana Inc.
500 West Main Street
Louisville KY 40202
Sr. Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2012-02-27 15,000 $45.98 41,307 No 4 M Direct
Humana Common Acquisiton 2012-02-27 19,351 $41.83 60,658 No 4 M Direct
Humana Common Acquisiton 2012-02-27 11,667 $29.53 72,325 No 4 M Direct
Humana Common Acquisiton 2012-02-27 13,848 $46.40 86,173 No 4 M Direct
Humana Common Disposition 2012-02-27 2,218 $90.09 83,955 No 4 F Direct
Humana Common Disposition 2012-02-27 61,729 $90.41 22,226 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2012-02-27 15,000 $45.98 15,000 $45.98
Humana Common Options Disposition 2012-02-27 19,351 $41.83 19,351 $41.83
Humana Common Options Disposition 2012-02-27 11,667 $29.53 11,667 $29.53
Humana Common Options Disposition 2012-02-27 13,848 $46.40 13,848 $46.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-28 No 4 M Direct
0 2016-02-19 No 4 M Direct
11,667 2016-04-28 No 4 M Direct
13,849 2017-02-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $61.18 2018-02-17 22,767 22,767 Direct
Humana Common Options $88.65 2019-02-23 24,374 24,374 Direct
Humana Common Restricted Stock Units $0.00 5,149 5,149 Direct
Humana Common Restricted Stock Units $0.00 4,738 4,738 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-17 22,767 22,767 Direct
2019-02-23 24,374 24,374 Direct
5,149 5,149 Direct
4,738 4,738 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
  2. Incentive and Non-Qualified stock options granted to reporting person on 8/28/08 vesting in three increments from 8/28/09 to 8/28/2011.
  3. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
  4. Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12.
  5. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
  6. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
  7. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
  8. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
  9. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  10. Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
  11. Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
  12. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $90.00 to $90.95. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.