Filing Details
- Accession Number:
- 0001489096-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-22 19:40:12
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2012-02-22
- Filing Date Changed:
- 2012-02-22
- Accepted Time:
- 2012-02-22 19:40:12
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489096 | Thermon Group Holdings, Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224935 | E Richard Goodrich | 100 Thermon Drive San Marcos TX 78666 |
Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-10 | 2,000 | $12.00 | 25,030 |
| Common Stock | Acquisiton | 2012-02-17 | 8,000 | $5.20 | 33,030 |
| Common Stock | Disposition | 2012-02-17 | 8,000 | $19.94 | 25,030 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-02-17 | 8,000 | $0.00 | 8,000 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,358 | 2011-05-04 | 2020-10-27 | No | 4 | M | Direct |
Footnotes
- Options became fully vested and exercisable in connection with the Issuer's initial public offering.
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