Filing Details

Accession Number:
0001209191-12-010416
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 14:48:48
Reporting Period:
2012-02-13
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 14:48:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124476 F William Reddersen 4300 North First Street
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-13 5,000 $1.99 41,959 No 4 M Direct
Common Stock Disposition 2012-02-13 1,541 $6.46 40,418 No 4 S Direct
Common Stock Acquisiton 2012-02-13 15,000 $1.99 55,418 No 4 M Direct
Common Stock Disposition 2012-02-13 4,629 $6.45 50,789 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option/Right to Buy Disposition 2012-02-13 20,000 $1.99 20,000 $1.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-23 2012-07-23 No 4 M Direct
Footnotes
  1. Board of Directors First Option granted July 23, 2002. First Option became exercisable as to 1/36th of the Shares subject to the First Option at the end of each month following its date of grant.