Filing Details

Accession Number:
0001225208-12-004230
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 19:39:30
Reporting Period:
2012-02-10
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 19:39:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512629 F Charles Lowrey 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-10 39,168 $0.00 55,615 No 4 M Direct
Common Stock Disposition 2012-02-10 18,316 $59.00 37,299 No 4 F Direct
Common Stock Acquisiton 2012-02-13 10,906 $39.95 48,205 No 4 M Direct
Common Stock Disposition 2012-02-13 8,280 $59.90 39,925 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/09 Restricted Stock Units Disposition 2012-02-10 39,168 $0.00 39,168 $0.00
Common Stock 6/19/02 Employee Stock Option (right to buy) Disposition 2012-02-13 10,906 $0.00 10,906 $33.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2012-06-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 992 Indirect By 401(k)
Footnotes
  1. Represents the vesting of previously awarded restricted stock units.
  2. Represents shares withheld for the payment of taxes when restricted shares vested.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $59.912, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 39,925 shares directly and 992 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 221,330 vested stock options, 63,639 unvested stock options, and 19,090 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  5. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  6. The Restricted Stock Units will vest on February 10, 2012.
  7. The option vested in three equal annual installments on June 19, 2003, 2004 and 2005.