Filing Details

Accession Number:
0001181431-12-008230
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-13 17:48:31
Reporting Period:
2012-02-13
Filing Date:
2012-02-13
Filing Date Changed:
2012-02-13
Accepted Time:
2012-02-13 17:48:31
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
916457 Calpine Corp CPN Electric Services (4911) 770212977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
919468 Corp Advisory Spo 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
948279 Lp Partners Advisory Sf 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1046206 Lp Ii Partners Spo 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1202553 H John Scully 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1218663 E William Oberndorf 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
Yes No Yes No
1252456 Lp Partners Advisory Spo 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252458 Lp Partners Francisco San 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1252464 H Edward Mcdermott 591 Redwood Highway , Suite 3215
Mill Valley CA 94941
No No Yes No
1398581 Lp Partnership Investment Co Ii Partners Spo 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
No No Yes No
1425020 Stuart J. Ryan 591 Redwood Highway, Suite 3215
Mill Valley CA 94941
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Disposition 2012-02-13 16,800,000 $15.57 77,472,508
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. The entities and individuals directly selling these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which sold 15,261,300, SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), which sold 916,100 shares, San Francisco Partners, L.P. ("SF Partners"), which sold 583,500 shares, John H. Scully ("JHS"), who sold 1,100 shares, William E. Oberndorf ("WEO"), who sold 6,200 shares, Edward H. McDermott ("EHM"), who sold 1,200 shares and Phoebe Snow Foundation ("PSF"), which sold 30,600 shares. The price for the sales on 2/13/12, reported in Line 1 above, was $15.57
  2. As a result of the sales causing this filing 70,541,012 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS, WEO, and EHM, the three controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, 4,234,400 shares are owned directly by SPO Co-Invest, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS, WEO, and EHM, the three controlling persons of SPO Corp.
  3. Additionally, as a result of the sales causing this filing, 2,697,096 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO, and EHM, the three controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, JHS owns 5,000 shares in his IRAs, which are self-directed, WEO owns 28,700 shares in his IRA, which is self-directed, EHM owns 5,600 shares in his IRA, which is self-directed and PSF owns 141,500 shares.
  4. Additionally, 5,451 restricted stock units are owned by WEO, a director of the Issuer. Pursuant to the partnership agreement governing SPO Partners, these shares may be deemed to be indirectly beneficially owned by SPO Partners together with any profits arising therefrom.
  5. Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of common stock and 23,802 restricted stock units are owned by JSR, a director of the Issuer.
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