Filing Details
- Accession Number:
- 0000717538-12-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-10 18:21:04
- Reporting Period:
- 2012-02-10
- Filing Date:
- 2012-02-10
- Filing Date Changed:
- 2012-02-10
- Accepted Time:
- 2012-02-10 18:21:04
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184685 | J John Murphy | 20264 Country Club Dr. Estero FL 33928 |
Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-10 | 8,608 | $22.63 | 55,379 |
| Common Stock | Disposition | 2012-02-10 | 7,736 | $25.76 | 47,643 |
| Common Stock | Disposition | 2012-02-10 | 800 | $25.65 | 46,843 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Empl. Stock Opt. (Right to Buy) | Acquisiton | 2012-02-10 | 8,608 | $0.00 | 8,608 | $22.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-12-17 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Includes 7,563 shares surrendered by reporting person to issuer to pay the exercise price of the derivative security and 173 shares withheld by the issuer to satisfy withholding tax liabilities related to the exercise.
- The sale price for all 800 shares sold was $25.65.
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