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Home > Insider Trading > Filing (0001251109-12-000009)

Filing Details

Accession Number:: 0001251109-12-000009
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2012-02-09 11:30:38
Reporting Period:: 2011-12-31

Filing Date:: 2012-02-09
Accepted Time:: 2012-02-09 11:30:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1162283	Morgan Group Holding Co	MGHL	Blank Checks (6770)	134196940

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1005385	/Ny P Walter Carucci	C/O Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050		No	No	Yes	Yes
1240139	Bernard Zimmerman	18 High Meadow Rd Weston CT 06883		No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2011-06-17	5,000	$0.14	219,489	No	4	S	Direct
Common Stock, $0.01 Par Value	Acquisiton	2011-09-09	10,000	$0.15	219,489	No	4	P	Direct
Common Stock, $0.01 Par Value	Acquisiton	2011-10-27	3,500	$0.13	219,489	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

This amount includes 182,763 shares of the Issuer owned by Walter P. Carucci individually, 33,200 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 3526 shares owned by Carr Securities Corporation, of which Mr. Carucci is the President. Mr. Carucci and Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing, collectively own 435,589 shares of the Issuer.
By Walter P. Carucci.