Filing Details

Accession Number:
0001140361-12-003970
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-27 16:01:29
Reporting Period:
2009-05-05
Filing Date:
2012-01-27
Accepted Time:
2012-01-27 16:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198641 S Luke Helms 551 Fifth Avenue
Suite 300
New York NY 10176
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-05-05 287 $20.01 76,975 No 4 P Direct
Common Stock Acquisiton 2009-08-04 230 $20.01 77,205 No 4 P Direct
Common Stock Acquisiton 2009-11-03 269 $20.01 77,474 No 4 P Direct
Common Stock Acquisiton 2010-02-02 267 $19.58 77,741 No 4 P Direct
Common Stock Acquisiton 2010-05-04 244 $21.55 77,985 No 4 P Direct
Common Stock Acquisiton 2010-08-03 246 $21.52 78,231 No 4 P Direct
Common Stock Acquisiton 2010-11-02 235 $22.72 78,468 No 4 P Direct
Common Stock Acquisiton 2011-02-08 208 $26.66 78,676 No 4 P Direct
Common Stock Acquisiton 2011-05-03 233 $23.99 78,909 No 4 P Direct
Common Stock Acquisiton 2011-08-02 251 $22.41 79,160 No 4 P Direct
Common Stock Acquisiton 2011-11-08 279 $20.27 79,440 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. All the transactions reported on this Form 4 represent the reinvestment by Mr. Helms' broker of dividends paid on ABM shares owned by Mr. Helms in additional shares of ABM stock, which transactions were not reported by the broker to the issuer. Mr. Helms has paid ABM the short-swing profits resulting from these transactions and has instructed his broker to cease reinvesting these dividends.
  2. For each of the transactions reported on this Form 4 (including the older transactions), this column reflects his other holdings as of December 31, 2011, which includes 7,733 unvested RSUs and 3,429 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.