- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2012-01-26 20:38:33
- Reporting Period:
- Filing Date:
- Filing Date Changed:
- Accepted Time:
- 2012-01-26 20:38:33
- Original Submission Date:
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1375557||Guidance Software, Inc.||GUID||Services-Prepackaged Software (7372)||954661210|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1091426||J Barry Plaga||C/o Guidance Software, Inc.
215 N. Marengo Ave. Suite 250
Pasadena CA 91101
|Chief Financial Officer||No||Yes||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Employee Stock Option right to buy||Disposition||2012-01-24||100||$0.00||100||$2.85|
|Common Stock||Employee Stock Option right to buy||Disposition||2012-01-25||4,900||$0.00||2,400||$2.85|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- Pursuant to a Section 10b51 Plan established by Mr. Plaga on June 14, 2011, 10,000 shares of Common Stock were sold and, vested stock options representing a total of 5,000 shares of Common Stock were exercised and sold, at a price of $7.25 per share.
- Mr. Plaga elected to have the Company withhold 4,161 shares of restricted Common Stock for purposes of paying the taxes associated with the vesting of 9,935 shares of restricted Common Stock on January 25, 2012.
- Effective January 25, 2012, the Board of Directors of the Company granted Mr. Plaga Restricted Stock Awards representing 59,761 shares of Common Stock and, provided Mr. Plaga remains an employee of the Company on the following dates, such shares shall vest as follows: 25% shall vest on January 25, 2013, 25% shall vest on January 25, 2014, 25% shall vest on January 25, 2015, and the final 25% shall vest on January 25, 2016.
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