Filing Details
- Accession Number:
- 0001209191-12-003316
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-01-11 17:11:14
- Reporting Period:
- 2011-12-20
- Filing Date:
- 2012-01-11
- Filing Date Changed:
- 2012-01-11
- Accepted Time:
- 2012-01-11 17:11:14
- Original Submission Date:
- 2011-12-22
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235007 | Endocyte Inc | ECYT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1139814 | Lp Fund Investment Co Biomedical V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1160649 | Lp Biomedical V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1169312 | Kg Co & Gmbh Beteiligungs V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1267960 | Partnership Ltd V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1306695 | Lp Fund Investment Co Vi Partners Venture Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1316917 | Sanderling Venture Partners V, Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1316918 | Sanderling Venture Partners V Co Investment Fund, Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1429282 | Partnership Limited Vi Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1429283 | Kg Co & Gmbh Beteiligungs Vi Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No | |
| 1512540 | Lp Fund Exit Strategic V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 |
No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-20 | 197,800 | $3.20 | 633,661 |
| Common Stock | Acquisiton | 2011-12-21 | 197,800 | $3.16 | 831,461 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Sanderling Venture Partners VI Co-Investment Fund, L.P. |
| No | 4 | P | Indirect | By Sanderling Venture VI Co-Investment Fund, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,017,304 | Indirect | By Sanderling Venture Partners V, L.P. |
| Common Stock | 267,491 | Indirect | By Sanderling Venture Partners V Co-Investment Fund, L.P. |
| Common Stock | 249,148 | Indirect | By Sanderling V Biomedical, L.P. |
| Common Stock | 162,170 | Indirect | By Sanderling V Biomedical Co-Investment Fund, L.P. |
| Common Stock | 113,315 | Indirect | By Sanderling V Limited Partnership |
| Common Stock | 100,828 | Indirect | By Sanderling V Beteiligungs GmbH & Co. KG |
| Common Stock | 10,049 | Indirect | By Sanderling VI Limited Partnership |
| Common Stock | 8,434 | Indirect | By Sanderling VI Beteiligungs GmbH & Co. KG |
| Common Stock | 785,417 | Indirect | By Sanderling V Strategic Exit Fund, L.P. |
Footnotes
- The form 4 is being amended to correct the number of shares acquired which was incorrectly reported in the original filing.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.14 to $3.27, inclusive. The reporting person undertakes to provide Endocyte, Inc., any security holders of Endocyte, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
- Fred Middleton is a managing director of Middleton, McNeil & Mills Associates V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling VI Limited Partnership and Sanderling V Strategic Exit Fund, L.P. and he may be deemed to have voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG, Sanderling V Strategic Exit Fund, L.P. and Sanderling VI Limited Partnership.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.21, inclusive. The reporting person undertakes to provide Endocyte, Inc., any security holders of Endocyte, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Fred Middleton is a managing director of Middleton, McNeil & Mills Associate V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners V Co-Investment Fund, L.P. and he may be deemed to have voting and investment power over shares of record by Sanderling Venture Partners V Co-Investment Fund, L.P.
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