Home > Insider Trading > Filing (0001140361-12-001771)

Filing Details

Accession Number:: 0001140361-12-001771
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-01-10 12:49:12
Reporting Period:: 2011-12-30

Filing Date:: 2012-01-10
Accepted Time:: 2012-01-10 12:49:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372664	Comverge Inc.	COMV	Auto Controls For Regulating Residential & Comml Environments (3822)	223543611

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1025710	J Philip Hempleman	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	No
1504218	I Partners Ardsley	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	Yes
1538953	Ian Benjamin Block	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	No
1538954	Steven Napoli	262 Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	No
1539055	Spencer Hempleman	262Harbor Drive, 4Th Floor Stamford CT 06902	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value ("Common Stock")	Acquisiton	2011-12-30	345,100	$1.23	3,145,500	No	4	P	Indirect	See FN
Common Stock	Acquisiton	2012-01-03	105,000	$1.35	3,250,500	No	4	P	Indirect	See FN
Common Stock	Acquisiton	2012-01-04	100,000	$1.40	3,350,500	No	4	P	Indirect	See FN

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See FN
No	4	P	Indirect	See FN
No	4	P	Indirect	See FN

Footnotes

Common Stock acquired by Ardsley Offshore Fund, Ltd., a British Virgin Islands corporation ("Ardsley Offshore"), Ardsley Partners Fund II, L.P.a Delaware limited partnership ("APII"), Ardsley Partners Institutional Fund, L.P., a Delaware limited partnership ("Ardsley Institutional") and Mr. Spencer Hempleman.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2237 to $1.3008, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
Common Stock acquired by Ardsley Offshore, APII, Ardsley Institutional, and Mr. Spencer Hempleman.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3435 to $1.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
Common Stock by Ardsley Offshore, APII, and Ardsley Institutional.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.4094, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.
The shares reported in Column 5 of this Table I are held directly by APII, Ardsley Institutional, Ardsley Offshore, Ardsley Partners Renewable Energy Fund, L.P., a Delaware limited Partnership ("Ardsley Energy"), Ardsley Renewable Energy Offshore Fund, Ltd., a British Virgin Islands Corporation ("Ardsley Energy Offshore"), a certain managed account (the "Ardsley Managed Account") advised by Ardsley (as defined below), Mr. Spencer Hempleman, a partner of Ardsley and Ardsley Partners (as defined below), Mr. Benjamin Ian Block, a partner of Ardsley and Ardsley Partners, and Mr. Steven Napoli, a partner of Ardsley and Ardsley Partners.
Ardsley Advisory Partners, a New York general partnership ("Ardsley") serves as investment manager to Ardsley Offshore, Ardsley Energy Offshore and the Ardsley Managed Account and serves as investment adviser to APII, Ardsley Institutional and Ardsley Energy, and has investment discretion over the securities held by each. Ardsley Partners I, a New York general partnership ("Ardsley Partners") and Mr. Hempleman serve as the general partners of APII, Ardsley Institutional and Ardsley Energy, and have investment discretion over the securities held by each. In addition, Mr. Hempleman is the Managing Partner of Ardsley and Ardsley Partners and, in such capacity, has investment discretion over the securities managed by each. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its or their own actual pecuniary interest therein.