Filing Details

Accession Number:
0001181431-11-059949
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-12-12 18:00:55
Reporting Period:
2011-11-21
Filing Date:
2011-12-12
Accepted Time:
2011-12-12 18:00:55
Original Submission Date:
2011-11-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197960 E Lewis Randall C/O E*Trade Financial Corporation
Avenue Of The Americas,14Th Floor
New York NY 10020-1302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-21 14,000 $8.35 74,528 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,657 Direct
Footnotes
  1. Amendment to reflect 85,735 shares held by Mr. Randall that were inadvertently omitted when reporting transactions earlier this year.