Filing Details

Accession Number:
0001181431-11-058040
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-30 19:20:28
Reporting Period:
2011-11-28
Filing Date:
2011-11-30
Accepted Time:
2011-11-30 19:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135711 Netlogic Microsystems Inc NETL Semiconductors & Related Devices (3674) 770455244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296360 Benjamin Roland Cortes 3975 Freedom Circle
9Th Floor
Santa Clara CA 95054
Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-28 1 $9.92 60,283 No 4 M Direct
Common Stock Acquisiton 2011-11-28 2,431 $11.97 62,714 No 4 M Direct
Common Stock Acquisiton 2011-11-28 4,860 $15.15 67,574 No 4 M Direct
Common Stock Acquisiton 2011-11-28 11,550 $13.93 79,124 No 4 M Direct
Common Stock Disposition 2011-11-28 18,842 $49.38 60,282 No 4 S Direct
Common Stock Acquisiton 2011-11-30 1,155 $13.93 61,437 No 4 M Direct
Common Stock Disposition 2011-11-30 1,155 $49.37 60,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2011-11-28 1 $0.00 1 $9.92
Common Shares Stock Option (right to buy) Disposition 2011-11-28 2,431 $0.00 2,431 $11.97
Common Shares Stock Option (right to buy) Disposition 2011-11-28 4,860 $0.00 4,860 $15.15
Common Shares Stock Option (right to buy) Disposition 2011-11-28 11,550 $0.00 13,860 $13.93
Common Shares Stock Option (right to buy) Disposition 2011-11-30 1,155 $0.00 2,310 $13.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-10-31 2016-10-30 No 4 M Direct
0 2008-01-30 2017-01-29 No 4 M Direct
0 2017-06-05 2017-06-04 No 4 M Direct
2,310 2011-01-31 2018-01-06 No 4 M Direct
1,155 2011-01-31 2018-01-06 No 4 M Direct
Footnotes
  1. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 6,930 shares of common stock at an exercise price of $27.86 per share, was adjusted to 13,860 shares of common stock at an exercise price of $13.93 share.
  2. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.38 to $49.385. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.