Filing Details
- Accession Number:
- 0001140361-11-054771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 17:49:12
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 17:49:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166903 | Gerald Baldwin | C/O Peet'S Coffee &Amp; Tea, Inc. 1400 Park Avenue Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-18 | 1,331 | $26.48 | 1,331 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-18 | 1,331 | $56.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-21 | 6,169 | $26.48 | 6,169 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-21 | 6,169 | $55.05 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-22 | 7,500 | $30.60 | 7,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-22 | 7,500 | $55.77 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-22 | 10,000 | $55.79 | 7,957 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-18 | 1,331 | $0.00 | 1,331 | $26.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-21 | 6,169 | $0.00 | 6,169 | $26.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-11-22 | 7,500 | $0.00 | 7,500 | $30.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,169 | 2015-05-17 | No | 4 | M | Direct | |
| 0 | 2015-05-17 | No | 4 | M | Direct | |
| 0 | 2016-05-17 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $55.00 to $55.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $55.75 to $55.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares are held directly by The Baldwin Family Trust, of which the Reporting Person is Trustee.
- Fully vested.
- Inapplicable.
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