Filing Details

Accession Number:
0001209191-11-056958
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-17 21:15:24
Reporting Period:
2011-11-16
Filing Date:
2011-11-17
Accepted Time:
2011-11-17 21:15:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434589 T3 Motion Inc. TTTM Motor Vehicles & Passenger Car Bodies (3711) 204987549
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033051 Y Ki Nam 2990 Airway Avenuebuilding A
Costa Mesa CA 92626
Ceo And Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-16 15,000 $0.39 2,988,579 No 4 P Indirect By Nam Family Trust DTD 2/17/97
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Nam Family Trust DTD 2/17/97
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 632,243 Direct
Common Stock 90,000 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series H Common Stock Purchase Warrants (right to buy) $3.00 2013-05-13 632,243 632,243 Indirect
Common Stock Series E Common Stock Purchase Warrants (right to buy) $7.87 2014-12-29 27,478 27,478 Indirect
Common Stock Series G Common Stock Purchase Warrants (right to buy) $5.00 2014-12-29 195,373 195,373 Indirect
Common Stock Series J Common Stock Purchase Warrants (right to buy) $3.50 2016-04-25 50,000 50,000 Indirect
Common Stock Series I Common Stock Purchase Warrants (right to buy) $3.50 2016-05-13 632,243 632,243 Indirect
Common Stock Option (right to buy) $5.00 2020-07-21 30,000 30,000 Direct
Common Stock Option (right to buy) $5.00 2021-02-24 100,000 100,000 Direct
Common Stock Option (right to buy) $7.70 2017-12-10 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-05-13 632,243 632,243 Indirect
2014-12-29 27,478 27,478 Indirect
2014-12-29 195,373 195,373 Indirect
2016-04-25 50,000 50,000 Indirect
2016-05-13 632,243 632,243 Indirect
2020-07-21 30,000 30,000 Direct
2021-02-24 100,000 100,000 Direct
2017-12-10 100,000 100,000 Direct
Footnotes
  1. Represents the weighted average purchase price for the reported transactions. The range of prices for such transactions was $0.3801 to $0.39.
  2. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. Currently exercisable in full.
  4. Option is exercisable only for vested shares. 25% of the shares underlying the option vest on July 21, 2011, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.
  5. Option is exercisable only for vested shares. 25% of the shares underlying the option vest on January 15, 2012, the one year anniversary of the vesting commencement date; the remainder vest monthlyin equal installments over the subsequent three year period.
  6. Option is exercisable only for vested shares. 25% of the shares underlying the option vest on December 10, 2008, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.