Filing Details
- Accession Number:
- 0001181431-11-056400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 10:54:21
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 10:54:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340122 | Calumet Specialty Products Partners L.p. | CLMT | Petroleum Refining (2911) | 371516132 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390947 | Jennifer Straumins | 2780 Waterfront Pkwy. E. Dr., Suite 200 Indianapolis IN 46214 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2011-11-14 | 184 | $0.00 | 22,607 | No | 4 | M | Direct | |
| Common Units | Acquisiton | 2011-11-14 | 50 | $0.00 | 22,657 | No | 4 | M | Direct | |
| Common Units | Acquisiton | 2011-11-14 | 11 | $0.00 | 22,668 | No | 4 | M | Direct | |
| Common Units | Acquisiton | 2011-11-14 | 600 | $19.50 | 23,268 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units | Phantom Units | Acquisiton | 2011-11-14 | 184 | $20.00 | 184 | $0.00 |
| Common Units | Phantom Units | Disposition | 2011-11-14 | 184 | $0.00 | 184 | $0.00 |
| Common Units | Phantom Units | Acquisiton | 2011-11-14 | 100 | $20.00 | 100 | $0.00 |
| Common Units | Phantom Units | Disposition | 2011-11-14 | 50 | $0.00 | 50 | $0.00 |
| Common Units | Phantom Units | Acquisiton | 2011-11-14 | 44 | $20.00 | 44 | $0.00 |
| Common Units | Phantom Units | Disposition | 2011-11-14 | 11 | $0.00 | 11 | $0.00 |
| Common Units | Phantom Units | Acquisiton | 2011-11-14 | 17 | $20.00 | 17 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 184 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 2,695 | No | 4 | A | Direct | ||
| 2,645 | No | 4 | M | Direct | ||
| 1,553 | No | 4 | A | Direct | ||
| 1,542 | No | 4 | M | Direct | ||
| 736 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Units | 13,600 | Indirect | See Footnote (6) |
| Common Units | 3,043,037 | Indirect | See Footnote (7) |
| Common Units | 13,500 | Indirect | See Footnote (8) |
Footnotes
- Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
- Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. The reporting person settled the vested phantom units for common units.
- Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on January 22 of each year beginning on January 22, 2010. The reporting person settled the vested phantom units for common units
- Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2011.
- Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2012.
- Units owned by Jennifer Straumins' ("Ms. Straumins") son. Ms. Straumins disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any other purpose.
- Units are owned by two trusts for the benefit of Ms. Straumins, her sibling and her mother. The trusts received the units as consideration for certain assets and liabilities that they contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Ms. Straumins' mother is the trustee of the trusts. Ms. Straumins disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any other purpose.
- Units owned by Jennifer Straumins' ("Ms. Straumins") son. Ms. Straumins disclaims beneficial ownership of these units, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of the reported units for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
