Filing Details
- Accession Number:
- 0001298341-11-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-09 16:56:30
- Reporting Period:
- 2011-11-07
- Filing Date:
- 2011-11-09
- Accepted Time:
- 2011-11-09 16:56:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1298341 | Nalco Holding Co | NLC | Miscellaneous Chemical Products (2890) | 161701300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444566 | G Eric Melin | 1601 West Diehl Road Naperville IL 60563-1198 | Executive Vp, Pres. Asia Pac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-07 | 141,781 | $14.32 | 158,084 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 11,745 | $11.92 | 169,829 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-07 | 3,080 | $21.98 | 172,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-07 | 156,606 | $38.59 | 16,303 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2011-11-07 | 14,813 | $0.00 | 14,813 | $14.32 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-11-07 | 126,968 | $0.00 | 126,968 | $14.32 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-11-07 | 11,745 | $0.00 | 11,745 | $11.92 |
| Common Stock | Options (Right to Buy) | Disposition | 2011-11-07 | 3,080 | $0.00 | 3,080 | $21.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-08 | No | 4 | M | Direct | |
| 0 | 2011-10-08 | 2018-10-08 | No | 4 | M | Direct |
| 11,745 | 2019-02-12 | No | 4 | M | Direct | |
| 9,243 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- Options become exercisable in equal increments on 12/31 of 2008, 2009, and 2010.
- Options become exercisable in 25% increments on 12/31 of 2009, 2010, 2011, and 2012.
- Options become exercisable in 25% increments on 12/31 of 2010, 2011, 2012, and 2013.
- Average price
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